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FIFTH STREET FINANCE CORP
FIFTH STREET FINANCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 152 Institutional holders with a total value of $361,827,369.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PDT Partners, LLC 117,121 938,000 0.26%
52 LADENBURG THALMANN FINANCIAL SERVICES INC. 117,022 938,000 0.26%
53 Pinnacle Summer Investments, Inc. 865 865,000 0.24%
54 STEELHEAD PARTNERS LLC 106,000 849,000 0.23%
55 Partners Group Holding AG 103,000 825,000 0.23%
56 Bank of New York Mellon Corp 99,864 800,000 0.22%
57 Cambridge Investment Research Advisors, Inc. 89,049 713,000 0.20%
58 Northeast Financial Consultants Inc 87,700 702,000 0.19%
59 CORRADO ADVISORS, LLC 81,838 656,000 0.18%
60 NORTHERN TRUST CORP 80,800 647,000 0.18%
61 DESCHAINE & COMPANY, LLC 77,384 620,000 0.17%
62 Old West Investment Management, LLC 75,000 600,000 0.17%
63 Princeton Alpha Management LP 72,550 581,000 0.16%
64 Aperio Group, LLC 72,270 579,000 0.16%
65 IRON Financial LLC 7,000 561,000 0.16%
66 Spot Trading L.L.C 68,841 551,000 0.15%
67 Spot Trading L.L.C 67,200 538,000 0.15% Put
68 GSA CAPITAL PARTNERS LLP 66,389 532,000 0.15%
69 OPTIMUM INVESTMENT ADVISORS 124,396 502,000 0.14%
70 EnTrustPermal Management LLC 60,977 489,000 0.14%
71 AMERICAN INTERNATIONAL GROUP, INC. 60,786 486,895 0.13%
72 MCGLINN CAPITAL MANAGEMENT INC 59,000 473,000 0.13%
73 NOMURA HOLDINGS INC 56,975 457,000 0.13%
74 IMA Advisory Services, Inc. 55,280 443,000 0.12%
75 MOODY NATIONAL BANK TRUST DIVISION 52,265 419,000 0.12%
76 Visium Asset Management, LP 51,981 417,000 0.12%
77 TUDOR INVESTMENT CORP ET AL 51,742 414,000 0.11%
78 HBK INVESTMENTS L P 48,300 387,000 0.11%
79 Dynamic Technology Lab Private Ltd 47,344 379,000 0.10%
80 DnB Asset Management AS 46,100 369,722 0.10%
81 AMERIPRISE FINANCIAL INC 45,692 366,000 0.10%
82 LOGAN CAPITAL MANAGEMENT INC 43,700 350,000 0.10%
83 DEAN INVESTMENT ASSOCIATES, LLC 42,130 337,000 0.09%
84 Texas Yale Capital Corp. 41,000 328,000 0.09%
85 LPL Financial LLC 40,733 326,000 0.09%
86 PEAK6 Group LLC 39,400 316,000 0.09% Put
87 CAPITAL FUND MANAGEMENT S.A. 38,967 312,000 0.09%
88 Brown Advisory Securities, LLC 38,123 305,000 0.08%
89 MACQUARIE GROUP LTD 37,581 301,000 0.08%
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,800 271,000 0.07% Put
91 MUFG Securities EMEA plc 33,143 265,000 0.07%
92 Commonwealth Equity Services, Inc 32,017 256,000 0.07%
93 Cetera Advisors LLC 28,686 229,000 0.06%
94 PEAK6 Group LLC 28,423 228,000 0.06%
95 BARCLAYS PLC 28,274 227,000 0.06%
96 Winslow, Evans & Crocker, Inc. 28,070 224,834 0.06%
97 BANK OF MONTREAL /CAN/ 27,250 218,000 0.06%
98 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,980 200,000 0.06%
99 Carroll Financial Associates, Inc. 23,200 192,000 0.05%
100 JPMORGAN CHASE & CO 23,283 186,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.