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FIFTH STREET FINANCE CORP COM
FIFTH STREET FINANCE CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 148 Institutional holders with a total value of $334,016,905.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GLENMEDE TRUST CO NA 153 0 0.00%
2 Regal Investment Advisors LLC 100 0 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 60 0 0.00%
4 FIFTH THIRD BANCORP 225 1,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 104 1,000 0.00%
6 CAPITAL GUARDIAN TRUST CO 183 1,000 0.00%
7 Hudock, Inc. 302 1,000 0.00%
8 Pinnacle Summer Investments, Inc. 108,000 1,000 0.00%
9 Walleye Trading LLC 100 1,000 0.00% Put
10 Winch Advisory Services, LLC 273 2,000 0.00%
11 SONORA INVESTMENT MANAGEMENT, LLC 327 2,000 0.00%
12 Ironwood Financial, llc 651 4,000 0.00%
13 Brookstone Capital Management 885 5,000 0.00%
14 DELTA ASSET MANAGEMENT LLC/TN 1,000 6,000 0.00%
15 Johnson Financial Group, Inc. 1,000 6,000 0.00%
16 WFG Advisors, LP 1,253 8,000 0.00%
17 BNP PARIBAS FINANCIAL MARKETS 1,315 8,114 0.00%
18 NEXT Financial Group, Inc 1,500 9,000 0.00%
19 HIGHLAND CAPITAL MANAGEMENT, LLC 1,500 9,000 0.00%
20 Klingman & Associates, LLC 1,550 9,000 0.00%
21 Simplicity Solutions, LLC 1,592 9,823 0.00%
22 PRENTISS SMITH & CO INC 2,000 12,000 0.00%
23 Parkside Financial Bank & Trust 1,897 12,000 0.00%
24 GROUP ONE TRADING LLC 2,212 14,000 0.00%
25 Global X Management CO LLC 2,732 17,000 0.01%
26 Walleye Trading LLC 4,200 26,000 0.01%
27 PNC FINANCIAL SERVICES GROUP, INC. 5,500 34,000 0.01%
28 US BANCORP \DE\ 6,005 37,000 0.01%
29 Quantbot Technologies LP 8,843 54,000 0.02%
30 PINNACLE ASSOCIATES LTD 10,261 63,000 0.02%
31 STEVENS CAPITAL MANAGEMENT LP 11,698 72,000 0.02%
32 CONNABLE OFFICE INC 12,139 75,000 0.02%
33 OPPENHEIMER & CO INC 12,700 78,000 0.02%
34 VIRGINIA RETIREMENT SYSTEMS ET Al 12,800 79,000 0.02%
35 Creative Planning 12,906 80,000 0.02%
36 COMMERZBANK AKTIENGESELLSCHAFT /FI 14,304 88,000 0.03%
37 FIRST FOUNDATION ADVISORS 15,000 93,000 0.03%
38 IMA Advisory Services, Inc. 15,250 94,000 0.03% SH
39 AMERICAN INTERNATIONAL GROUP, INC. 15,233 94,000 0.03%
40 Bison Wealth, LLC 15,669 96,000 0.03%
41 CAXTON CORP 15,867 98,000 0.03%
42 CITADEL ADVISORS LLC 16,282 100,000 0.03%
43 JPMORGAN CHASE & CO 16,458 101,000 0.03%
44 NOMURA HOLDINGS INC 16,965 105,000 0.03%
45 Tower Research Capital LLC (TRC) 17,422 107,000 0.03%
46 Context Capital Management, LLC 18,700 115,000 0.03%
47 RAYMOND JAMES TRUST N.A. 19,355 119,000 0.04%
48 MSI Financial Services Inc 19,550 121,000 0.04%
49 Essex Financial Services, Inc. 20,620 127,000 0.04%
50 Commonwealth Equity Services, Inc 20,750 128,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.