| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SYNTA PHARMACEUTICALS CORP | 37,069,140 | 64,500,000 | 87.00% | ||
| 2 | CELATOR PHARMACEUTICALS INC | 2,246,469 | 3,729,000 | 5.03% | ||
| 3 | ProNAi Therapeutics, Inc. | 45,719 | 938,000 | 1.27% | ||
| 4 | AMERICAN CAP LIMITED | 73,558 | 894,000 | 1.21% | ||
| 5 | INVUITY INC | 33,905 | 475,000 | 0.64% | ||
| 6 | Vaneck Vectors Gold | 31,733 | 436,000 | 0.59% | Call | |
| 7 | NUVEEN SR INCOME FD | 70,518 | 417,000 | 0.56% | ||
| 8 | PIONEER FLOATING RATE TR | 32,637 | 369,000 | 0.50% | ||
| 9 | SOLAR CAPITAL | 20,098 | 318,000 | 0.43% | ||
| 10 | EATON VANCE SR INCOME TR | 52,889 | 310,000 | 0.42% | ||
| 11 | BLACKROCK FLOATING RATE INCO | 23,888 | 309,000 | 0.42% | ||
| 12 | NUVEEN FLTNG RTE INCM OPP FD | 28,207 | 281,000 | 0.38% | ||
| 13 | MEDLEY MGMT INC | 35,259 | 233,000 | 0.31% | ||
| 14 | MEDLEY CAP CORPORATION | 29,089 | 216,000 | 0.29% | ||
| 15 | STELLUS CAP INVT CORP | 21,155 | 213,000 | 0.29% | ||
| 16 | Agile Therapeutics, Inc. | 23,035 | 155,000 | 0.21% | ||
| 17 | CM FIN INC COM | 14,658 | 150,000 | 0.20% | ||
| 18 | SYNTA PHARMACEUTICALS CORP | 57,000 | 99,000 | 0.13% | Call | |
| 19 | FIFTH STREET | 15,867 | 98,000 | 0.13% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-15-008058, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
