| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AFFYMETRIX INC | 3,870,000 | 6,052,000 | 11.02% | PRN | |
| 2 | VECTOR GROUP LTD | 5,250,000 | 5,888,000 | 10.73% | PRN | |
| 3 | SEACOR HOLDINGS INC | 4,000,000 | 3,858,000 | 7.03% | PRN | |
| 4 | SEQUENOM INC | 4,500,000 | 3,808,000 | 6.94% | PRN | |
| 5 | PDL BIOPHARMA INC | 4,000,000 | 3,490,000 | 6.36% | PRN | |
| 6 | ENCORE CAP GROUP INC | 3,335,000 | 3,329,000 | 6.06% | PRN | |
| 7 | CARRIAGE SVCS INC NOTE | 3,000,000 | 3,323,000 | 6.05% | PRN | |
| 8 | TESLA MTRS INC | 2,700,000 | 2,555,000 | 4.65% | PRN | |
| 9 | RAMCO-GERSHENSON PPTYS TR | 43,556 | 2,428,000 | 4.42% | ||
| 10 | GARNERO GROUP ACQUISITION CO | 197,500 | 1,957,000 | 3.56% | ||
| 11 | SPDR S&P 500 ETF TR | 10,000 | 1,916,000 | 3.49% | ||
| 12 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 1,769,000 | 1,880,000 | 3.42% | PRN | |
| 13 | VANGUARD INDEX FDS | 16,200 | 1,599,000 | 2.91% | ||
| 14 | TESLA MTRS INC | 1,600,000 | 1,544,000 | 2.81% | PRN | |
| 15 | QUIDEL CORP | 1,250,000 | 1,162,000 | 2.12% | PRN | |
| 16 | NEW MTN FIN CORP | 1,163,000 | 1,148,000 | 2.09% | PRN | |
| 17 | ACCURAY INC | 1,000,000 | 1,101,000 | 2.01% | PRN | |
| 18 | Horsehead Holding | 1,775,000 | 1,003,000 | 1.83% | PRN | |
| 19 | AEGERION PHARMACEUTICALS INC | 1,250,000 | 941,000 | 1.71% | PRN | |
| 20 | SPECTRUM PHARMACEUTICALS INC | 1,000,000 | 897,000 | 1.63% | PRN | |
| 21 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 9,400 | 782,000 | 1.42% | ||
| 22 | ILLUMINA INC | 3,900 | 685,000 | 1.25% | ||
| 23 | AAR CORP | 601,000 | 602,000 | 1.10% | PRN | |
| 24 | ACCURAY INC | 500,000 | 551,000 | 1.00% | PRN | |
| 25 | ENCORE CAP GROUP INC | 300,000 | 378,000 | 0.69% | PRN | |
| 26 | FRONTIER COMMUNICATIONS CORP | 3,766 | 351,000 | 0.64% | ||
| 27 | COBALT INTL ENERGY INC | 500,000 | 319,000 | 0.58% | PRN | |
| 28 | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 29,900 | 315,000 | 0.57% | ||
| 29 | BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS | 19,592 | 283,000 | 0.52% | ||
| 30 | BOULDER GROWTH & INCOME FUND COM | 23,278 | 173,000 | 0.32% | ||
| 31 | FIBROCELL SCIENCE INC | 31,010 | 119,000 | 0.22% | ||
| 32 | ROYCE VALUE TR INC | 10,000 | 115,000 | 0.21% | ||
| 33 | FIFTH STREET | 18,700 | 115,000 | 0.21% | ||
| 34 | NEXPOINT RESIDENTIAL TR INC | 6,519 | 87,000 | 0.16% | ||
| 35 | Nexpoint Cr Strategies | 11,357 | 64,000 | 0.12% | ||
| 36 | GARNERO GROUP ACQUISITION CO | 211,600 | 46,000 | 0.08% | ||
| 37 | GARNERO GROUP ACQUISITION CO | 246,765 | 32,000 | 0.06% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-042050, filed 2015.11.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
