| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QVT Financial LP | 708,969 | 10,280,000 | 93.24% | ||
| 2 | PRELUDE CAPITAL MANAGEMENT, LLC | 49,000 | 738,000 | 6.69% | ||
| 3 | UBS AG | 255 | 4,000 | 0.04% | ||
| 4 | Ground Swell Capital, LLC | 202 | 3,000 | 0.03% | ||
| 5 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
