| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 328,969 | 1,529,000 | 69.03% | Call | |
| 2 | Opus Point Partners Management, LLC | 98,000 | 456,000 | 20.59% | Call | |
| 3 | PRELUDE CAPITAL MANAGEMENT, LLC | 49,000 | 228,000 | 10.29% | ||
| 4 | UBS Group AG | 354 | 2,000 | 0.09% | ||
| 5 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
