| # | % | |||||
|---|---|---|---|---|---|---|
| 1401 | Winch Advisory Services, LLC | 206 | 17,000 | 0.00% | ||
| 1402 | HOERTKORN RICHARD CHARLES | 200 | 17,000 | 0.00% | ||
| 1403 | FIRST NEW YORK SECURITIES LLC /NY | 194 | 16,180 | 0.00% | ||
| 1404 | ALPHA WINDWARD LLC | 183 | 15,000 | 0.00% | ||
| 1405 | JNBA Financial Advisors | 170 | 14,000 | 0.00% | ||
| 1406 | Smith Affiliated Capital Corp. | 150 | 12,510 | 0.00% | PRN | |
| 1407 | Financial Advantage, Inc. | 143 | 12,000 | 0.00% | ||
| 1408 | Corbenic Partners LLC | 130 | 11,000 | 0.00% | ||
| 1409 | Orion Porfolio Solutions, LLC | 125 | 10,000 | 0.00% | ||
| 1410 | Dunvegan Associates, Inc. | 100 | 8,000 | 0.00% | ||
| 1411 | Perkins Coie Trust Co | 78 | 7,000 | 0.00% | ||
| 1412 | Avior Wealth Management, LLC | 77 | 6,000 | 0.00% | ||
| 1413 | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 60 | 5,000 | 0.00% | ||
| 1414 | IBERIABANK CORP | 43 | 3,603 | 0.00% | ||
| 1415 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 40 | 3,000 | 0.00% | ||
| 1416 | WELLS FARGO & COMPANY/MN | 1,200 | 3,000 | 0.00% | Put | |
| 1417 | INSIGHT 2811, INC. | 15 | 2,000 | 0.00% | Call | |
| 1418 | Hoxton Financial, Inc. | 15 | 1,000 | 0.00% | ||
| 1419 | NuWave Investment Management, LLC | 6 | 1,000 | 0.00% | ||
| 1420 | M&T BANK CORP | 3,200 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
