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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 21 Institutional holders with a total value of $6,522,007.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 37,472 1,759,000 26.97%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,152 1,171,000 17.95%
3 BANK OF AMERICA CORP /DE/ 20,165 946,000 14.50%
4 Virtu KCG Holdings LLC 17,213 803,000 12.31%
5 UBS Group AG 14,430 671,000 10.29%
6 JANE STREET GROUP, LLC 12,983 609,000 9.34%
7 LPL Financial LLC 5,002 224,000 3.43%
8 ENVESTNET ASSET MANAGEMENT INC 2,113 99,000 1.52%
9 MORGAN STANLEY 1,288 60,000 0.92%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,117 52,000 0.80%
11 WFG Advisors, LP 600 28,000 0.43%
12 ROYAL BANK OF CANADA 495 23,000 0.35%
13 WELLS FARGO & COMPANY/MN 373 17,000 0.26%
14 Commonwealth Financial Services, LLC 340 16,000 0.25%
15 CITIGROUP INC 300 14,000 0.21%
16 IFP ADVISORS, INC 205 10,000 0.15%
17 Winslow, Evans & Crocker, Inc. 172 8,007 0.12%
18 PNC FINANCIAL SERVICES GROUP, INC. 150 7,000 0.11%
19 AMERICAN INTERNATIONAL GROUP, INC. 105 5,000 0.08%
20 Tower Research Capital LLC (TRC) 8 0 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.