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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 19 Institutional holders with a total value of $4,592,050.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 23,159 1,139,000 24.80%
2 MORGAN STANLEY 16,794 826,000 17.99%
3 JANE STREET GROUP, LLC 15,227 749,000 16.31%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,913 635,000 13.83%
5 BANK OF AMERICA CORP /DE/ 7,262 357,000 7.77%
6 RAYMOND JAMES & ASSOCIATES 5,955 293,000 6.38%
7 LPL Financial LLC 5,218 258,000 5.62%
8 ROYAL BANK OF CANADA 2,825 139,000 3.03%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,240 110,000 2.40%
10 WFG Advisors, LP 600 30,000 0.65%
11 Commonwealth Financial Services, LLC 340 17,000 0.37%
12 IFP ADVISORS, INC 175 9,000 0.20%
13 ADVISOR GROUP, INC. 167 8,000 0.17%
14 PNC FINANCIAL SERVICES GROUP, INC. 150 7,000 0.15%
15 CITIGROUP INC 100 5,000 0.11%
16 WELLS FARGO & COMPANY/MN 96 5,000 0.11%
17 Winslow, Evans & Crocker, Inc. 62 3,050 0.07%
18 Apriem Advisors 50 2,000 0.04%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.