| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1,779,648 | 19,950,000 | 23.21% | ||
| 2 | Morningstar Investment Services LLC | 1,565,673 | 17,551,000 | 20.42% | ||
| 3 | MORGAN STANLEY | 749,457 | 8,402,000 | 9.77% | ||
| 4 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 617,310 | 6,920,000 | 8.05% | ||
| 5 | HRT FINANCIAL LP | 469,826 | 5,266,000 | 6.13% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 282,434 | 3,166,000 | 3.68% | ||
| 7 | Creative Planning | 209,571 | 2,349,000 | 2.73% | ||
| 8 | Private Advisor Group, LLC | 137,660 | 1,543,000 | 1.79% | ||
| 9 | CITIGROUP INC | 133,340 | 1,495,000 | 1.74% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 127,130 | 1,426,000 | 1.66% | ||
| 11 | UBS Group AG | 121,861 | 1,366,000 | 1.59% | ||
| 12 | BB&T SECURITIES, LLC | 11,200 | 1,255,000 | 1.46% | ||
| 13 | ROYAL BANK OF CANADA | 110,480 | 1,239,000 | 1.44% | ||
| 14 | WELLS FARGO & COMPANY/MN | 109,258 | 1,225,000 | 1.43% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 101,804 | 1,141,000 | 1.33% | ||
| 16 | GOLDMAN SACHS GROUP INC | 90,742 | 1,017,000 | 1.18% | ||
| 17 | Virtu Financial LLC | 81,828 | 917,000 | 1.07% | ||
| 18 | Brookstone Capital Management | 62,388 | 699,000 | 0.81% | ||
| 19 | Commonwealth Equity Services, Inc | 62,290 | 698,000 | 0.81% | ||
| 20 | ARGENT TRUST Co | 58,492 | 655,000 | 0.76% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 53,600 | 601,000 | 0.70% | Put | |
| 22 | JANE STREET GROUP, LLC | 47,950 | 538,000 | 0.63% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 41,100 | 461,000 | 0.54% | Call | |
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,453 | 420,000 | 0.49% | ||
| 25 | JANE STREET GROUP, LLC | 37,500 | 420,000 | 0.49% | Call | |
| 26 | ENVESTNET ASSET MANAGEMENT INC | 30,593 | 343,000 | 0.40% | ||
| 27 | SG Americas Securities, LLC | 28,604 | 321,000 | 0.37% | ||
| 28 | Placemark Investments, Inc. | 28,038 | 314,000 | 0.37% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 27,012 | 303,000 | 0.35% | ||
| 30 | JPMORGAN CHASE & CO | 26,048 | 292,000 | 0.34% | ||
| 31 | BARCLAYS PLC | 21,928 | 241,000 | 0.28% | ||
| 32 | DEUTSCHE BANK AG\ | 20,300 | 226,000 | 0.26% | ||
| 33 | HSBC HOLDINGS PLC | 19,200 | 215,000 | 0.25% | ||
| 34 | AMERIPRISE FINANCIAL INC | 18,207 | 204,000 | 0.24% | ||
| 35 | Daiwa Securities Group Inc. | 18,000 | 201,000 | 0.23% | ||
| 36 | BARCLAYS PLC | 17,300 | 190,000 | 0.22% | Call | |
| 37 | Virtu KCG Holdings LLC | 16,538 | 185,000 | 0.22% | ||
| 38 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 13,905 | 155,875 | 0.18% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 13,382 | 150,010 | 0.17% | ||
| 40 | Psagot Value Holdings Ltd. | 13,000 | 146,000 | 0.17% | ||
| 41 | NATIONAL PLANNING CORP | 14,403 | 144,606 | 0.17% | ||
| 42 | HighTower Advisors, LLC | 12,797 | 143,000 | 0.17% | ||
| 43 | CREDIT SUISSE AG/ | 12,598 | 141,000 | 0.16% | ||
| 44 | First Allied Advisory Services, Inc. | 12,481 | 136,000 | 0.16% | ||
| 45 | Moors & Cabot, Inc. | 11,906 | 131,000 | 0.15% | ||
| 46 | BARCLAYS PLC | 11,600 | 128,000 | 0.15% | Put | |
| 47 | Gemmer Asset Management LLC | 10,005 | 112,000 | 0.13% | ||
| 48 | US FINANCIAL ADVISORS, LLC | 8,750 | 98,000 | 0.11% | ||
| 49 | Clal Insurance Enterprises Holdings Ltd | 8,042 | 90,000 | 0.10% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 7,500 | 84,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
