| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Morningstar Investment Services LLC | 2,144,780 | 20,268,000 | 29.69% | ||
| 2 | LPL Financial LLC | 1,295,453 | 11,037,000 | 16.17% | ||
| 3 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 627,310 | 5,928,000 | 8.68% | ||
| 4 | MORGAN STANLEY | 582,606 | 5,505,000 | 8.07% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 298,814 | 2,824,000 | 4.14% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 290,171 | 2,742,000 | 4.02% | ||
| 7 | Virtu Financial LLC | 236,109 | 2,231,000 | 3.27% | ||
| 8 | UBS Group AG | 178,840 | 1,690,000 | 2.48% | ||
| 9 | Commonwealth Equity Services, Inc | 140,922 | 1,332,000 | 1.95% | ||
| 10 | ROYAL BANK OF CANADA | 138,541 | 1,309,000 | 1.92% | ||
| 11 | CITIGROUP INC | 134,490 | 1,271,000 | 1.86% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 125,700 | 1,187,865 | 1.74% | ||
| 13 | WELLS FARGO & COMPANY/MN | 111,565 | 1,054,000 | 1.54% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 102,219 | 966,000 | 1.42% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 92,347 | 873,000 | 1.28% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 88,500 | 836,000 | 1.22% | Put | |
| 17 | CITADEL ADVISORS LLC | 86,740 | 820,000 | 1.20% | ||
| 18 | Creative Planning | 79,120 | 748,000 | 1.10% | ||
| 19 | Private Advisor Group, LLC | 64,884 | 613,000 | 0.90% | ||
| 20 | Brookstone Capital Management | 64,814 | 612,000 | 0.90% | ||
| 21 | JANE STREET GROUP, LLC | 52,333 | 495,000 | 0.73% | ||
| 22 | CREDIT SUISSE AG/ | 49,236 | 465,000 | 0.68% | ||
| 23 | ARGENT TRUST Co | 42,492 | 402,000 | 0.59% | ||
| 24 | Tower Research Capital LLC (TRC) | 42,241 | 399,000 | 0.58% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32,542 | 308,000 | 0.45% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 31,059 | 294,000 | 0.43% | ||
| 27 | HSBC HOLDINGS PLC | 19,200 | 181,000 | 0.27% | ||
| 28 | Virtu KCG Holdings LLC | 18,346 | 173,000 | 0.25% | ||
| 29 | AMERIPRISE FINANCIAL INC | 16,023 | 151,000 | 0.22% | ||
| 30 | Spot Trading L.L.C | 13,900 | 131,000 | 0.19% | Put | |
| 31 | Psagot Value Holdings Ltd. | 13,000 | 123,000 | 0.18% | ||
| 32 | First Allied Advisory Services, Inc. | 12,570 | 117,000 | 0.17% | ||
| 33 | Moors & Cabot, Inc. | 11,706 | 110,000 | 0.16% | ||
| 34 | MSI Financial Services Inc | 10,985 | 104,000 | 0.15% | ||
| 35 | Spot Trading L.L.C | 10,458 | 99,000 | 0.15% | ||
| 36 | VOYA FINANCIAL ADVISORS, INC. | 10,433 | 98,000 | 0.14% | ||
| 37 | Gemmer Asset Management LLC | 10,005 | 95,000 | 0.14% | SH | |
| 38 | BARCLAYS PLC | 9,392 | 85,000 | 0.12% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 8,358 | 80,000 | 0.12% | ||
| 40 | BARCLAYS PLC | 8,000 | 72,000 | 0.11% | Put | |
| 41 | AMERICAN INTERNATIONAL GROUP, INC. | 6,373 | 60,225 | 0.09% | ||
| 42 | SIMPLEX TRADING, LLC | 5,722 | 54,000 | 0.08% | ||
| 43 | Winslow, Evans & Crocker, Inc. | 5,324 | 50,304 | 0.07% | ||
| 44 | North Star Investment Management Corp. | 5,145 | 49,000 | 0.07% | ||
| 45 | BRAVE ASSET MANAGEMENT INC | 4,000 | 38,000 | 0.06% | ||
| 46 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,869 | 27,000 | 0.04% | ||
| 47 | WASHINGTON TRUST BANK | 2,544 | 24,000 | 0.04% | ||
| 48 | Ruggie Capital Group | 3,630 | 24,000 | 0.04% | ||
| 49 | BANK OF MONTREAL /CAN/ | 2,100 | 20,000 | 0.03% | ||
| 50 | BARCLAYS PLC | 2,100 | 19,000 | 0.03% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
