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FIRST TR LRG CP GRWTH ALPHAD
FIRST TR LRG CP GRWTH ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 41 Institutional holders with a total value of $149,433,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,499,437 65,720,000 43.98%
2 UBS AG 375,846 16,473,000 11.02%
3 BANK OF AMERICA CORP /DE/ 330,342 14,479,000 9.69%
4 LPL Financial LLC 243,545 10,675,000 7.14%
5 First Horizon Advisors, Inc. 195,897 8,482,000 5.68%
6 WELLS FARGO & COMPANY/MN 108,531 4,757,000 3.18%
7 Cetera Advisors LLC 70,086 3,077,000 2.06%
8 HL FINANCIAL SERVICES LLC 69,356 3,040,000 2.03%
9 GOLDMAN SACHS GROUP INC 62,195 2,726,000 1.82%
10 ROYAL BANK OF CANADA 51,152 2,242,000 1.50%
11 DEUTSCHE BANK AG\ 46,367 2,032,000 1.36%
12 Janney Montgomery Scott LLC 45,197 1,980,963 1.33%
13 STEPHENS INC /AR/ 43,496 1,906,000 1.28%
14 AMERICAN INTERNATIONAL GROUP, INC. 39,989 1,752,718 1.17%
15 FIRST TRUST ADVISORS LP 39,398 1,727,000 1.16%
16 RAYMOND JAMES & ASSOCIATES 37,747 1,654,000 1.11%
17 AMERIPRISE FINANCIAL INC 25,601 1,163,000 0.78%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,733 777,000 0.52%
19 COMERICA SECURITIES INC 13,741 602,000 0.40%
20 First Heartland Consultants, Inc. 11,751 515,000 0.34%
21 STIFEL FINANCIAL CORP 9,242 405,000 0.27%
22 MARINER INDEPENDENT ADVISOR NETWORK, LLC 8,505 372,774 0.25%
23 First Allied Advisory Services, Inc. 7,223 316,000 0.21%
24 SYNOVUS FINANCIAL CORP 7,149 313,000 0.21%
25 Commonwealth Equity Services, Inc 6,610 290,000 0.19%
26 Cambridge Investment Research Advisors, Inc. 5,570 244,000 0.16%
27 IFC Holdings Incorporated/FL 5,194 228,000 0.15%
28 Private Advisor Group, LLC 5,192 228,000 0.15%
29 VSR Financial Services, Inc. 5,155 226,000 0.15%
30 D.A. DAVIDSON & CO. 4,591 201,000 0.13%
31 JPMORGAN CHASE & CO 4,589 201,000 0.13%
32 WFG Advisors, LP 3,366 148,000 0.10%
33 CITIGROUP INC 2,507 110,000 0.07%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,150 94,000 0.06%
35 PRIVATE TRUST CO NA 1,791 79,000 0.05%
36 NEW ENGLAND SECURITIES CORP /MA/ 1,615 71,000 0.05%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,309 57,000 0.04%
38 NEXT Financial Group, Inc 720 31,000 0.02%
39 MSI Financial Services Inc 390 17,000 0.01%
40 FIFTH THIRD BANCORP 272 12,000 0.01%
41 ENVESTNET ASSET MANAGEMENT INC 215 9,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.