| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,275,184 | 66,715,000 | 40.28% | ||
| 2 | Advisors Asset Management, Inc. | 937,492 | 19,050,000 | 11.50% | ||
| 3 | TIEDEMANN TRUST CO | 764,450 | 15,572,000 | 9.40% | ||
| 4 | BB&T SECURITIES, LLC | 64,073 | 13,051,000 | 7.88% | ||
| 5 | Invesco Ltd. | 396,415 | 8,075,000 | 4.87% | ||
| 6 | 1832 Asset Management L.P. | 361,948 | 7,366,000 | 4.45% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 259,695 | 5,277,000 | 3.19% | ||
| 8 | WELLS FARGO & COMPANY/MN | 236,162 | 4,811,000 | 2.90% | ||
| 9 | UBS Group AG | 213,632 | 4,352,000 | 2.63% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 205,086 | 4,178,000 | 2.52% | ||
| 11 | ROYAL BANK OF CANADA | 165,715 | 3,376,000 | 2.04% | ||
| 12 | CITIGROUP INC | 96,984 | 1,971,000 | 1.19% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 92,791 | 1,890,160 | 1.14% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 64,609 | 1,316,000 | 0.79% | ||
| 15 | LPL Financial LLC | 61,406 | 1,242,000 | 0.75% | ||
| 16 | Janney Montgomery Scott LLC | 52,010 | 1,059,000 | 0.64% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 41,566 | 847,000 | 0.51% | ||
| 18 | COMERICA SECURITIES INC | 40,618 | 827,000 | 0.50% | ||
| 19 | Partnervest Advisory Services LLC | 39,750 | 810,000 | 0.49% | ||
| 20 | Mountain Lake Investment Management LLC | 26,404 | 538,000 | 0.32% | ||
| 21 | SII INVESTMENTS INC/WI | 25,823 | 523,000 | 0.32% | ||
| 22 | Formidable Asset Management, LLC | 19,300 | 384,000 | 0.23% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,913 | 324,000 | 0.20% | ||
| 24 | WEDBUSH SECURITIES INC | 15,724 | 320,000 | 0.19% | ||
| 25 | Round Table Services, LLC | 15,000 | 306,000 | 0.18% | ||
| 26 | LVW Advisors, LLC | 14,996 | 305,000 | 0.18% | PRN | |
| 27 | CITADEL ADVISORS LLC | 13,261 | 269,000 | 0.16% | ||
| 28 | Stratos Wealth Partners, LTD. | 11,500 | 234,000 | 0.14% | ||
| 29 | Dorsey & Whitney Trust CO LLC | 10,821 | 221,000 | 0.13% | ||
| 30 | D.A. DAVIDSON & CO. | 8,500 | 173,000 | 0.10% | ||
| 31 | BROWN BROTHERS HARRIMAN & CO | 6,454 | 131,000 | 0.08% | ||
| 32 | Transamerica Financial Advisors, LLC | 3,000 | 62,000 | 0.04% | ||
| 33 | Bartlett & Co. LLC | 1,462 | 30,000 | 0.02% | ||
| 34 | Winslow, Evans & Crocker, Inc. | 600 | 12,222 | 0.01% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 10,000 | 0.01% | ||
| 36 | Advisory Services Network, LLC | 500 | 10,000 | 0.01% | ||
| 37 | US BANCORP \DE\ | 221 | 5,000 | 0.00% | ||
| 38 | Tower Research Capital LLC (TRC) | 200 | 4,000 | 0.00% | ||
| 39 | WFG Advisors, LP | 60 | 1,000 | 0.00% | ||
| 40 | Concert Wealth Management Inc. | 22,871 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
