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FIRST TR MLP & ENERGY INCOME F COM
FIRST TR MLP & ENERGY INCOME F COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $127,272,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,294,674 52,386,000 41.16%
2 Advisors Asset Management, Inc. 975,512 15,511,000 12.19%
3 TIEDEMANN TRUST CO 736,516 11,711,000 9.20%
4 Invesco Ltd. 418,640 6,656,000 5.23%
5 WELLS FARGO & COMPANY/MN 299,449 4,761,000 3.74%
6 GUGGENHEIM CAPITAL LLC 274,698 4,368,000 3.43%
7 ENVESTNET ASSET MANAGEMENT INC 232,145 3,691,000 2.90%
8 VECTOR WEALTH MANAGEMENT, LLC 237,982 3,446,000 2.71%
9 TIEDEMANN ADVISORS, LLC 170,941 2,717,000 2.13%
10 ROYAL BANK OF CANADA 144,884 2,304,000 1.81%
11 Mountain Lake Investment Management LLC 130,000 2,067,000 1.62%
12 BANK OF AMERICA CORP /DE/ 125,500 1,996,000 1.57%
13 RAYMOND JAMES & ASSOCIATES 115,078 1,830,000 1.44%
14 Raymond James Financial Services Advisors, Inc. 104,291 1,658,000 1.30%
15 SIT INVESTMENT ASSOCIATES INC 100,067 1,591,000 1.25%
16 CITIGROUP INC 98,068 1,559,000 1.22%
17 UBS Group AG 89,919 1,430,000 1.12%
18 LPL Financial LLC 67,100 1,123,000 0.88%
19 BB&T SECURITIES, LLC 69,927 1,111,000 0.87%
20 Partnervest Advisory Services LLC 55,500 882,000 0.69%
21 AMERICAN INTERNATIONAL GROUP, INC. 47,103 749,000 0.59%
22 Janney Montgomery Scott LLC 43,950 699,000 0.55%
23 SII INVESTMENTS INC/WI 35,238 561,000 0.44%
24 STIFEL FINANCIAL CORP 24,800 394,000 0.31%
25 Formidable Asset Management, LLC 19,500 310,000 0.24%
26 Concert Wealth Management Inc. 18,210 290,000 0.23% PRN
27 WEDBUSH SECURITIES INC 16,545 263,000 0.21%
28 CENTRAL TRUST Co 12,950 206,000 0.16%
29 Transamerica Financial Advisors, LLC 12,650 202,000 0.16%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,703 171,000 0.13%
31 Virtu KCG Holdings LLC 10,398 165,000 0.13%
32 Dorsey & Whitney Trust CO LLC 10,107 160,000 0.13%
33 D.A. DAVIDSON & CO. 8,500 135,000 0.11%
34 MassMutual Private Wealth & Trust, FSB 2,814 60,136 0.05%
35 Bartlett & Co. LLC 1,462 23,000 0.02%
36 Brookstone Capital Management 1,110 18,000 0.01%
37 CWM, LLC 1,100 17,000 0.01%
38 Tower Research Capital LLC (TRC) 892 14,000 0.01%
39 WFG Advisors, LP 590 9,000 0.01%
40 PNC FINANCIAL SERVICES GROUP, INC. 500 8,000 0.01%
41 Advisory Services Network, LLC 500 8,000 0.01%
42 Winslow, Evans & Crocker, Inc. 300 4,770 0.00%
43 ATWOOD & PALMER INC 272 4,000 0.00%
44 Westchester Capital Management, LLC 149 2,000 0.00%
45 RISK PARADIGM GROUP, LLC 100 1,590 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.