Dark
Light
System
Security
FIRST TR MLP & ENERGY INCOME F COM
FIRST TR MLP & ENERGY INCOME F COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $138,292,581.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 Westchester Capital Management, LLC 149 3,000 0.00%
3 WFG Advisors, LP 460 8,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 500 9,000 0.01%
5 Advisory Services Network, LLC 500 9,000 0.01%
6 Winslow, Evans & Crocker, Inc. 500 9,226 0.01%
7 US BANCORP \DE\ 631 12,000 0.01%
8 Bartlett & Co. LLC 1,462 27,000 0.02%
9 Transamerica Financial Advisors, LLC 3,000 56,000 0.04%
10 BROWN BROTHERS HARRIMAN & CO 5,454 101,000 0.07%
11 D.A. DAVIDSON & CO. 8,500 156,000 0.11%
12 OPPENHEIMER & CO INC 14,000 258,000 0.19%
13 WEDBUSH SECURITIES INC 14,057 259,000 0.19%
14 Round Table Services, LLC 15,000 277,000 0.20%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,724 346,000 0.25%
16 Formidable Asset Management, LLC 18,850 348,000 0.25%
17 Concert Wealth Management Inc. 20,690 381,000 0.28%
18 Raymond James Financial Services Advisors, Inc. 27,360 505,000 0.37%
19 SII INVESTMENTS INC/WI 27,638 511,000 0.37%
20 NINE MASTS CAPITAL Ltd 31,564 582,000 0.42%
21 TIEDEMANN ADVISORS, LLC 39,129 722,000 0.52%
22 Janney Montgomery Scott LLC 42,950 792,428 0.57%
23 COMERICA SECURITIES INC 44,295 817,000 0.59%
24 Mountain Lake Investment Management LLC 52,500 969,000 0.70%
25 Partnervest Advisory Services LLC 55,500 1,024,000 0.74%
26 RAYMOND JAMES & ASSOCIATES 62,554 1,154,000 0.83%
27 BB&T SECURITIES, LLC 64,152 1,183,000 0.86%
28 LPL Financial LLC 67,379 1,218,000 0.88%
29 AMERICAN INTERNATIONAL GROUP, INC. 79,291 1,462,927 1.06%
30 BANK OF AMERICA CORP /DE/ 81,563 1,505,000 1.09%
31 CITIGROUP INC 98,629 1,820,000 1.32%
32 ROYAL BANK OF CANADA 173,120 3,194,000 2.31%
33 ENVESTNET ASSET MANAGEMENT INC 211,014 3,893,000 2.82%
34 UBS Group AG 219,612 4,052,000 2.93%
35 GUGGENHEIM CAPITAL LLC 225,161 4,155,000 3.00%
36 WELLS FARGO & COMPANY/MN 240,694 4,441,000 3.21%
37 Invesco Ltd. 388,181 7,162,000 5.18%
38 TIEDEMANN TRUST CO 803,124 14,818,000 10.71%
39 Advisors Asset Management, Inc. 1,040,153 19,191,000 13.88%
40 MORGAN STANLEY 3,298,815 60,862,000 44.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.