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FLEXSHARES US MARKET TILT ETF
FLEXSHARES US MARKET TILT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 18 Institutional holders with a total value of $634,553,827.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 7,441,295 619,636,000 97.65%
2 MORGAN STANLEY 104,691 8,718,000 1.37%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,756 1,895,000 0.30%
4 Commonwealth Equity Services, Inc 11,669 972,000 0.15%
5 SENTINEL TRUST CO LBA 10,125 843,000 0.13%
6 DEUTSCHE BANK AG\ 6,992 582,000 0.09%
7 BANK OF AMERICA CORP /DE/ 4,134 344,000 0.05%
8 JANE STREET GROUP, LLC 3,426 285,000 0.04%
9 LPL Financial LLC 3,430 282,000 0.04%
10 GLENMEDE TRUST CO NA 2,800 233,000 0.04%
11 AMERICAN INTERNATIONAL GROUP, INC. 2,724 226,827 0.04%
12 Private Ocean, LLC 2,522 210,000 0.03%
13 Creative Planning 1,100 92,000 0.01%
14 UBS AG 904 75,000 0.01%
15 WELLS FARGO & COMPANY/MN 800 67,000 0.01%
16 FOUNDERS BANK & TRUST 562 47,000 0.01%
17 ROYAL BANK OF CANADA 360 30,000 0.00%
18 Ground Swell Capital, LLC 195 16,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.