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FLEXSHARES US MARKET TILT ETF
FLEXSHARES US MARKET TILT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 22 Institutional holders with a total value of $711,207,236.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 7,693,693 681,892,000 95.88%
2 MORGAN STANLEY 98,431 8,724,000 1.23%
3 SENTINEL TRUST CO LBA 88,175 7,815,000 1.10%
4 Commonwealth Equity Services, Inc 38,804 3,439,000 0.48%
5 SG Americas Securities, LLC 32,548 2,885,000 0.41%
6 ROYAL BANK OF CANADA 16,702 1,480,000 0.21%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,613 1,472,000 0.21%
8 US FINANCIAL ADVISORS, LLC 7,800 691,000 0.10%
9 LPL Financial LLC 6,562 580,000 0.08%
10 BANK OF MONTREAL /CAN/ 4,645 412,000 0.06%
11 Sigma Planning Corp 4,008 355,000 0.05%
12 GLENMEDE TRUST CO NA 2,800 248,000 0.03%
13 Private Ocean, LLC 2,656 235,000 0.03%
14 AMERICAN INTERNATIONAL GROUP, INC. 2,609 231,236 0.03%
15 AMERIPRISE FINANCIAL INC 2,609 231,000 0.03%
16 UBS Group AG 2,085 185,000 0.03%
17 BESSEMER GROUP INC 1,900 168,000 0.02%
18 BANK OF AMERICA CORP /DE/ 847 75,000 0.01%
19 OLD NATIONAL BANCORP /IN/ 512 45,000 0.01%
20 WELLS FARGO & COMPANY/MN 400 35,000 0.00%
21 Creative Planning 100 9,000 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.