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FLEXSHARES QUALITY DIVIDEND INDEX FUND
FLEXSHARES QUALITY DIVIDEND INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $484,237,696.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 9,682,322 337,332,000 69.66%
2 RiverFront Investment Group, LLC 2,621,383 91,328,000 18.86%
3 BB&T SECURITIES, LLC 80,829 28,160,000 5.82%
4 Ledyard National Bank 249,963 8,709,000 1.80%
5 RAYMOND JAMES & ASSOCIATES 162,890 5,675,000 1.17%
6 DEUTSCHE BANK AG\ 59,261 2,064,000 0.43%
7 MORGAN STANLEY 55,780 1,944,000 0.40%
8 Placemark Investments, Inc. 51,501 1,794,000 0.37%
9 ROYAL BANK OF CANADA 34,153 1,190,000 0.25%
10 UBS AG 30,430 1,060,000 0.22%
11 Cetera Advisors LLC 30,425 1,049,000 0.22%
12 LPL Financial LLC 23,776 819,000 0.17%
13 BANK OF AMERICA CORP /DE/ 15,900 554,000 0.11%
14 AMERICAN INTERNATIONAL GROUP, INC. 14,336 499,468 0.10%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,040 454,000 0.09%
16 EVERMAY WEALTH MANAGEMENT LLC 11,020 384,000 0.08%
17 ENVESTNET ASSET MANAGEMENT INC 10,102 352,000 0.07%
18 BROWN ADVISORY INC 8,106 282,000 0.06%
19 OPPENHEIMER & CO INC 7,350 256,000 0.05%
20 FIFTH THIRD BANCORP 4,135 144,000 0.03%
21 WELLS FARGO & COMPANY/MN 2,250 78,000 0.02%
22 Lenox Wealth Advisors, LLC 883 31,000 0.01%
23 TRUST DEPARTMENT MB FINANCIAL BANK N A 675 24,000 0.00%
24 Waverly Advisors, LLC 541 19,000 0.00%
25 Creative Planning 409 14,000 0.00%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 343 12,000 0.00%
27 Winslow, Evans & Crocker, Inc. 150 5,228 0.00%
28 Hudock, Inc. 145 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.