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FLEXSHARES QUALITY DIVIDEND INDEX FUND
FLEXSHARES QUALITY DIVIDEND INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 24 Institutional holders with a total value of $569,928,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 14,847,533 531,393,000 93.24%
2 Ledyard National Bank 460,090 16,467,000 2.89%
3 UBS Group AG 312,358 11,179,000 1.96%
4 LPL Financial LLC 53,373 1,918,000 0.34%
5 MORGAN STANLEY 48,469 1,734,000 0.30%
6 Lenox Wealth Advisors, LLC 24,890 891,000 0.16%
7 ROYAL BANK OF CANADA 24,388 873,000 0.15%
8 BANK OF AMERICA CORP /DE/ 23,125 828,000 0.15%
9 JANE STREET GROUP, LLC 20,323 727,000 0.13%
10 SG Americas Securities, LLC 15,000 537,000 0.09%
11 SENTINEL TRUST CO LBA 13,900 497,000 0.09%
12 RiverFront Investment Group, LLC 13,733 492,000 0.09%
13 OPPENHEIMER & CO INC 13,443 481,000 0.08%
14 EVERMAY WEALTH MANAGEMENT LLC 11,020 394,000 0.07%
15 STIFEL FINANCIAL CORP 11,000 394,000 0.07%
16 Commonwealth Equity Services, Inc 8,938 320,000 0.06%
17 BROWN ADVISORY INC 8,106 290,000 0.05%
18 Bank of New York Mellon Corp 6,190 222,000 0.04%
19 FIFTH THIRD BANCORP 4,135 148,000 0.03%
20 AMERICAN INTERNATIONAL GROUP, INC. 2,505 89,654 0.02%
21 WELLS FARGO & COMPANY/MN 970 35,000 0.01%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 350 13,000 0.00%
23 Winslow, Evans & Crocker, Inc. 150 5,370 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.