| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 1,404 | 53,000 | 34.64% | ||
| 2 | MORGAN STANLEY | 1,050 | 40,000 | 26.14% | ||
| 3 | UBS Group AG | 832 | 32,000 | 20.92% | ||
| 4 | Tower Research Capital LLC (TRC) | 396 | 15,000 | 9.80% | ||
| 5 | FIFTH THIRD BANCORP | 330 | 13,000 | 8.50% | ||
| 6 | Advisory Services Network, LLC | 2 | 0 | 0.00% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
