| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Simplicity Solutions, LLC | 9,709 | 385,000 | 69.49% | ||
| 2 | MORGAN STANLEY | 1,450 | 58,000 | 10.47% | ||
| 3 | ADVISOR GROUP, INC. | 1,365 | 54,000 | 9.75% | ||
| 4 | UBS Group AG | 933 | 37,000 | 6.68% | ||
| 5 | FIFTH THIRD BANCORP | 330 | 13,000 | 2.35% | ||
| 6 | Tower Research Capital LLC (TRC) | 169 | 7,000 | 1.26% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
