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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 94 Institutional holders with a total value of $53,571,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 COMERICA BANK 24,202 42,000 0.08%
52 EQUITEC SPECIALISTS, LLC 24,500 42,000 0.08% Call
53 UBS Group AG 24,703 42,000 0.08%
54 Legal & General Group Plc 23,219 39,000 0.07%
55 VSR Financial Services, Inc. 20,407 35,000 0.07%
56 BANK OF AMERICA CORP /DE/ 20,470 35,000 0.07%
57 ProShare Advisors LLC 20,408 35,000 0.07%
58 Hoxton Financial, Inc. 20,000 34,000 0.06%
59 Cambridge Investment Research Advisors, Inc. 19,589 33,000 0.06%
60 BANK OF MONTREAL /CAN/ 18,752 32,000 0.06%
61 AMALGAMATED BANK 16,731 28,000 0.05%
62 TWO SIGMA SECURITIES, LLC 15,654 27,000 0.05%
63 Creative Planning 15,600 27,000 0.05%
64 COMPTON CAPITAL MANAGEMENT INC /RI 15,000 26,000 0.05%
65 PRUDENTIAL FINANCIAL INC 13,300 23,000 0.04%
66 BNP PARIBAS FINANCIAL MARKETS 13,454 22,872 0.04%
67 UBS Group AG 12,800 22,000 0.04% Call
68 CHICKASAW CAPITAL MANAGEMENT LLC 12,750 22,000 0.04%
69 CITIGROUP INC 12,301 21,000 0.04%
70 Nuveen Asset Management, LLC 11,572 20,000 0.04%
71 TUDOR INVESTMENT CORP ET AL 11,400 19,000 0.04%
72 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 11,350 19,000 0.04%
73 BUCKHEAD CAPITAL MANAGEMENT LLC 10,640 18,000 0.03%
74 M&T BANK CORP 10,700 18,000 0.03%
75 UBS Group AG 10,500 18,000 0.03% Put
76 WOLVERINE ASSET MANAGEMENT LLC 666 17,000 0.03% Put
77 BLAIR WILLIAM & CO/IL 10,000 17,000 0.03%
78 ROYAL BANK OF CANADA 9,851 17,000 0.03%
79 BESSEMER GROUP INC 9,000 15,000 0.03%
80 WFG Advisors, LP 5,178 9,000 0.02%
81 PITTENGER & ANDERSON INC 4,500 8,000 0.01%
82 Brookstone Capital Management 4,235 7,000 0.01%
83 CANADA LIFE ASSURANCE Co 4,001 7,000 0.01%
84 NEXT Financial Group, Inc 4,500 7,000 0.01%
85 BlackRock Finance, Inc. 3,528 6,000 0.01%
86 Invesco Ltd. 2,843 5,000 0.01%
87 VALLEY NATIONAL ADVISERS INC 2,574 4,000 0.01%
88 BARCLAYS PLC 3,098 3,000 0.01%
89 Jump Trading, LLC 1,685 3,000 0.01%
90 Compagnie Lombard Odier SCmA 2,000 3,000 0.01%
91 Gradient Investments LLC 990 2,000 0.00%
92 Apriem Advisors 475 1,000 0.00%
93 Brick & Kyle, Associates 755 1,000 0.00%
94 GUPTA WEALTH MANAGEMENT LLC 400 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.