| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QS Investors, LLC | 252,045 | 2,682,000 | 9.18% | ||
| 2 | SOL Capital Management CO | 238,075 | 2,533,000 | 8.67% | ||
| 3 | JANE STREET GROUP, LLC | 212,200 | 2,258,000 | 7.73% | Put | |
| 4 | STIFEL FINANCIAL CORP | 175,005 | 1,862,000 | 6.38% | ||
| 5 | MORGAN STANLEY | 171,981 | 1,830,000 | 6.27% | ||
| 6 | Richard C. Young & CO., LTD. | 170,597 | 1,815,000 | 6.21% | SH | |
| 7 | SPROTT INC. | 151,900 | 1,616,000 | 5.53% | ||
| 8 | WELLS FARGO & COMPANY/MN | 144,151 | 1,534,000 | 5.25% | ||
| 9 | ROYAL BANK OF CANADA | 131,842 | 1,403,000 | 4.80% | ||
| 10 | LPL Financial LLC | 120,434 | 1,277,000 | 4.37% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 100,000 | 1,064,000 | 3.64% | Put | |
| 12 | JANE STREET GROUP, LLC | 95,217 | 1,013,000 | 3.47% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 86,548 | 921,000 | 3.15% | ||
| 14 | UBS AG | 86,123 | 916,000 | 3.14% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 79,805 | 849,125 | 2.91% | ||
| 16 | PRING TURNER CAPITAL GROUP INC | 46,450 | 494,000 | 1.69% | ||
| 17 | PEAK6 Group LLC | 43,564 | 464,000 | 1.59% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 40,759 | 434,000 | 1.49% | ||
| 19 | Trust Investment Advisors | 39,600 | 421,000 | 1.44% | ||
| 20 | Private Advisor Group, LLC | 36,736 | 391,000 | 1.34% | ||
| 21 | NEW ENGLAND SECURITIES CORP /MA/ | 35,194 | 374,000 | 1.28% | ||
| 22 | FIRST MANHATTAN CO. LLC. | 29,500 | 313,000 | 1.07% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 25,717 | 274,000 | 0.94% | ||
| 24 | JPMORGAN CHASE & CO | 22,720 | 242,000 | 0.83% | ||
| 25 | GOLDMAN SACHS GROUP INC | 21,435 | 228,000 | 0.78% | ||
| 26 | Cetera Advisor Networks LLC | 16,989 | 179,000 | 0.61% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,466 | 175,000 | 0.60% | ||
| 28 | GOLDMAN SACHS GROUP INC | 16,000 | 170,000 | 0.58% | Put | |
| 29 | SIGNATUREFD, LLC | 14,000 | 149,000 | 0.51% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 13,050 | 139,000 | 0.48% | ||
| 31 | Private Harbour Investment Management & Counsel, LLC | 12,945 | 138,000 | 0.47% | ||
| 32 | Arete Wealth Advisors, LLC | 12,540 | 133,000 | 0.46% | ||
| 33 | NATIONAL PLANNING CORP | 12,149 | 121,000 | 0.41% | ||
| 34 | Brookstone Capital Management | 11,201 | 119,000 | 0.41% | ||
| 35 | MSI Financial Services Inc | 11,195 | 119,000 | 0.41% | ||
| 36 | GOLDMAN SACHS GROUP INC | 11,100 | 118,000 | 0.40% | Call | |
| 37 | CITIGROUP INC | 10,545 | 112,000 | 0.38% | ||
| 38 | STEPHENS INC /AR/ | 10,000 | 106,000 | 0.36% | ||
| 39 | Parallax Volatility Advisers, L.P. | 7,000 | 75,000 | 0.26% | Call | |
| 40 | FIFTH THIRD BANCORP | 5,265 | 56,000 | 0.19% | ||
| 41 | Highlander Capital Management, LLC | 2,000 | 21,280 | 0.07% | ||
| 42 | US BANCORP \DE\ | 1,580 | 17,000 | 0.06% | ||
| 43 | AMERIPRISE FINANCIAL INC | 1,405 | 15,000 | 0.05% | ||
| 44 | FARMERS & MERCHANTS INVESTMENTS INC | 1,435 | 15,000 | 0.05% | ||
| 45 | Parallax Volatility Advisers, L.P. | 700 | 7,000 | 0.02% | Put | |
| 46 | NEXT Financial Group, Inc | 350 | 4,000 | 0.01% | ||
| 47 | BANK OF AMERICA CORP /DE/ | 300 | 3,000 | 0.01% | Call | |
| 48 | BANK OF AMERICA CORP /DE/ | 200 | 2,000 | 0.01% | Put | |
| 49 | LBA Wealth Management, LLC | 210 | 2,000 | 0.01% | ||
| 50 | Transamerica Financial Advisors, LLC | 23 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
