| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QS Investors, LLC | 372,004 | 3,445,000 | 10.63% | ||
| 2 | ASSETMARK, INC | 367,624 | 3,404,000 | 10.50% | ||
| 3 | Richard C. Young & CO., LTD. | 269,753 | 2,498,000 | 7.71% | SH | |
| 4 | SOL Capital Management CO | 256,675 | 2,377,000 | 7.33% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 189,795 | 1,758,000 | 5.42% | ||
| 6 | WELLS FARGO & COMPANY/MN | 183,796 | 1,702,000 | 5.25% | ||
| 7 | STIFEL FINANCIAL CORP | 166,305 | 1,540,000 | 4.75% | ||
| 8 | SPROTT INC. | 151,900 | 1,407,000 | 4.34% | ||
| 9 | JANE STREET GROUP, LLC | 137,281 | 1,271,000 | 3.92% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 136,900 | 1,268,000 | 3.91% | Put | |
| 11 | JANE STREET GROUP, LLC | 126,900 | 1,175,000 | 3.63% | Put | |
| 12 | LPL Financial LLC | 117,332 | 1,086,000 | 3.35% | ||
| 13 | Kopernik Global Investors, LLC | 115,353 | 1,068,000 | 3.29% | ||
| 14 | UBS Group AG | 90,844 | 841,000 | 2.59% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 84,270 | 780,340 | 2.41% | ||
| 16 | PEAK6 Group LLC | 77,600 | 719,000 | 2.22% | Put | |
| 17 | PEAK6 Group LLC | 70,454 | 652,000 | 2.01% | ||
| 18 | MORGAN STANLEY | 54,994 | 509,000 | 1.57% | ||
| 19 | GOLDMAN SACHS GROUP INC | 52,672 | 488,000 | 1.51% | ||
| 20 | Trust Investment Advisors | 39,000 | 361,000 | 1.11% | ||
| 21 | Private Advisor Group, LLC | 36,541 | 338,000 | 1.04% | ||
| 22 | Bluefin Trading, LLC | 36,461 | 338,000 | 1.04% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 35,194 | 326,000 | 1.01% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 31,092 | 288,000 | 0.89% | ||
| 25 | GOLDMAN SACHS GROUP INC | 28,400 | 263,000 | 0.81% | Put | |
| 26 | FIRST MANHATTAN CO. LLC. | 27,500 | 254,000 | 0.78% | ||
| 27 | Highlander Capital Management, LLC | 25,644 | 237,000 | 0.73% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,766 | 211,000 | 0.65% | ||
| 29 | JANE STREET GROUP, LLC | 20,900 | 194,000 | 0.60% | Call | |
| 30 | Cetera Advisor Networks LLC | 19,879 | 184,000 | 0.57% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,400 | 170,000 | 0.52% | Call | |
| 32 | CITIGROUP INC | 14,975 | 139,000 | 0.43% | ||
| 33 | SIGNATUREFD, LLC | 14,300 | 132,000 | 0.41% | ||
| 34 | NATIONAL PLANNING CORP | 11,728 | 116,107 | 0.36% | ||
| 35 | Arete Wealth Advisors, LLC | 12,540 | 116,000 | 0.36% | ||
| 36 | FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | 12,332 | 114,000 | 0.35% | ||
| 37 | SIMPLEX TRADING, LLC | 11,829 | 110,000 | 0.34% | ||
| 38 | SMITH, MOORE & CO. | 11,540 | 107,000 | 0.33% | ||
| 39 | Virtu KCG Holdings LLC | 10,686 | 99,000 | 0.31% | ||
| 40 | MSI Financial Services Inc | 10,525 | 97,000 | 0.30% | ||
| 41 | GOLDMAN SACHS GROUP INC | 5,900 | 55,000 | 0.17% | Call | |
| 42 | Parallax Volatility Advisers, L.P. | 5,500 | 51,000 | 0.16% | Call | |
| 43 | U S GLOBAL INVESTORS INC | 4,300 | 40,000 | 0.12% | ||
| 44 | ROYAL BANK OF CANADA | 3,191 | 30,000 | 0.09% | ||
| 45 | US BANCORP \DE\ | 1,580 | 15,000 | 0.05% | ||
| 46 | FARMERS & MERCHANTS INVESTMENTS INC | 1,434 | 13,000 | 0.04% | ||
| 47 | Parallax Volatility Advisers, L.P. | 1,200 | 11,000 | 0.03% | Put | |
| 48 | Vontobel Swiss Wealth Advisors AG | 1,000 | 9,000 | 0.03% | ||
| 49 | NEXT Financial Group, Inc | 350 | 3,000 | 0.01% | ||
| 50 | LBA Wealth Management, LLC | 210 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
