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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 285 Institutional holders with a total value of $3,222,810,144.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 BlackRock Finance, Inc. 2,139 93,000 0.00%
252 Jefferies Group LLC 1,907 83,000 0.00%
253 Hexavest Inc. 1,900 83,000 0.00%
254 ENVESTNET ASSET MANAGEMENT INC 1,740 76,000 0.00%
255 PRELUDE CAPITAL MANAGEMENT, LLC 1,614 70,000 0.00%
256 Li Winifred I 1,500 65,000 0.00%
257 NuWave Investment Management, LLC 1,436 63,000 0.00%
258 BROWN BROTHERS HARRIMAN & CO 1,327 58,000 0.00%
259 GROUP ONE TRADING LLC 1,200 52,000 0.00%
260 BANK OF AMERICA CORP /DE/ 1,000 44,000 0.00% Put
261 CREDIT AGRICOLE S A 1,000 44,000 0.00%
262 NEW YORK LIFE TRUST CO 902 39,000 0.00%
263 Tower Research Capital LLC (TRC) 804 35,000 0.00%
264 GLENMEDE TRUST CO NA 600 26,000 0.00%
265 VALLEY NATIONAL BANCORP 600 26,000 0.00%
266 SIGNATUREFD, LLC 560 24,000 0.00%
267 MSI Financial Services Inc 532 23,000 0.00%
268 Creative Planning 305 13,000 0.00%
269 TOCQUEVILLE ASSET MANAGEMENT L.P. 300 13,000 0.00%
270 FIRST FINANCIAL CORP /IN/ 225 10,000 0.00%
271 Spot Trading L.L.C 178 8,000 0.00%
272 Gemmer Asset Management LLC 190 8,000 0.00%
273 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
274 TRUST CO OF VERMONT 100 4,000 0.00%
275 Weaver C. Barksdale & Associates, Inc. 83 4,000 0.00%
276 FIRST MANHATTAN CO. LLC. 107 4,000 0.00%
277 PRIVATE TRUST CO NA 80 3,000 0.00%
278 FIFTH THIRD BANCORP 64 3,000 0.00%
279 First Horizon Advisors, Inc. 55 2,000 0.00%
280 WOLVERINE ASSET MANAGEMENT LLC 4 1,000 0.00% Put
281 WOLVERINE ASSET MANAGEMENT LLC 109 1,000 0.00% Call
282 US BANCORP \DE\ 18 1,000 0.00%
283 Plante Moran Financial Advisors, LLC 28 1,000 0.00%
284 WFG Advisors, LP 7 0 0.00%
285 NEW ENGLAND SECURITIES CORP /MA/ 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.