Dark
Light
System
Security
SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 262 Institutional holders with a total value of $2,725,745,040.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 STATE OF MICHIGAN RETIREMENT SYSTEM 29,127 1,040,000 0.04%
152 Princeton Alpha Management LP 27,464 981,000 0.04%
153 ARGENTIERE CAPITAL AG 27,400 979,000 0.04%
154 BlackRock Group LTD 27,334 976,000 0.04%
155 VIRGINIA RETIREMENT SYSTEMS ET Al 27,300 975,000 0.04%
156 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 25,998 929,000 0.03%
157 FEDERATED HERMES, INC. 25,882 925,000 0.03%
158 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 24,238 865,000 0.03%
159 Compagnie Lombard Odier SCmA 23,500 839,000 0.03%
160 SG Americas Securities, LLC 22,864 817,000 0.03%
161 GSA CAPITAL PARTNERS LLP 22,677 810,000 0.03%
162 Paloma Partners Management Co 22,356 799,000 0.03%
163 Liberty Mutual Group Asset Management Inc. 19,963 714,000 0.03%
164 ROYAL BANK OF CANADA 19,791 707,000 0.03%
165 BNP PARIBAS FINANCIAL MARKETS 19,667 702,506 0.03%
166 Municipal Employees' Retirement System of Michigan 19,600 700,000 0.03%
167 COMMONWEALTH BANK OF AUSTRALIA 19,235 687,000 0.03%
168 HAP Trading, LLC 18,800 672,000 0.02%
169 Meristem Family Wealth, LLC 18,671 667,000 0.02%
170 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,295 653,000 0.02%
171 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 18,071 645,000 0.02%
172 Virtu KCG Holdings LLC 16,855 602,000 0.02%
173 Louisiana State Employees Retirement System 16,700 597,000 0.02%
174 Calamos Wealth Management LLC 16,688 596,000 0.02%
175 FDx Advisors, Inc. 15,521 554,000 0.02%
176 Walleye Trading LLC 15,300 546,000 0.02% Call
177 GROUP ONE TRADING LLC 15,227 544,000 0.02%
178 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,056 538,000 0.02%
179 Ameritas Investment Partners, Inc. 14,547 520,000 0.02%
180 CASTLEARK MANAGEMENT LLC 11,800 514,000 0.02%
181 Parallax Volatility Advisers, L.P. 14,200 507,000 0.02% Put
182 RiverFront Investment Group, LLC 14,205 507,000 0.02%
183 NORDEA INVESTMENT MANAGEMENT AB 14,113 504,000 0.02%
184 NatWest Group plc 13,353 477,000 0.02%
185 CANADA PENSION PLAN INVESTMENT BOARD 13,300 475,000 0.02%
186 STIFEL FINANCIAL CORP 12,702 454,000 0.02%
187 South Dakota Investment Council 12,183 435,000 0.02%
188 CITIGROUP INC 11,870 424,000 0.02%
189 M&T BANK CORP 11,874 424,000 0.02%
190 Timber Hill LLC 11,324 404,000 0.01%
191 FIFTH THIRD BANCORP 10,522 376,000 0.01%
192 Parkwood LLC 10,292 368,000 0.01%
193 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,133 362,000 0.01%
194 Forward Management, LLC 10,000 357,000 0.01%
195 Clarkston Capital Partners, LLC 10,000 357,000 0.01%
196 PROFUND ADVISORS LLC 9,228 330,000 0.01%
197 Legal & General Group Plc 9,035 323,000 0.01%
198 SCOTIA CAPITAL INC. 8,964 320,000 0.01%
199 TSP Capital Management Group, LLC 8,900 318,000 0.01% PRN
200 SECURIAN ASSET MANAGEMENT, INC 8,671 310,000 0.01%
Page 4 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.