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TELKA HEALTHCARE ETF
TELKA HEALTHCARE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 67 Institutional holders with a total value of $209,938,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,324,571 94,418,000 44.97%
2 GOLDMAN SACHS GROUP INC 1,158,320 32,896,000 15.67%
3 NEEDHAM INVESTMENT MANAGEMENT LLC 479,633 13,621,000 6.49%
4 Advisors Asset Management, Inc. 318,578 9,048,000 4.31%
5 WELLS FARGO & COMPANY/MN 302,397 8,588,000 4.09%
6 Yakira Capital Management, Inc. 254,730 7,234,000 3.45%
7 1832 Asset Management L.P. 241,500 6,865,000 3.27%
8 UBS AG 175,409 4,982,000 2.37%
9 ROYAL BANK OF CANADA 158,200 4,493,000 2.14%
10 LPL Financial LLC 158,072 4,451,000 2.12%
11 United Asset Strategies, Inc. 82,282 2,337,000 1.11%
12 FIRST TRUST ADVISORS LP 54,989 1,562,000 0.74%
13 AMERICAN INTERNATIONAL GROUP, INC. 52,849 1,500,923 0.71%
14 Janney Montgomery Scott LLC 47,089 1,337,320 0.64%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,027 1,137,000 0.54%
16 NORTH STAR ASSET MANAGEMENT INC 38,572 1,095,000 0.52%
17 RAYMOND JAMES & ASSOCIATES 37,509 1,065,000 0.51%
18 JPMORGAN CHASE & CO 34,300 974,000 0.46%
19 OPPENHEIMER & CO INC 30,974 880,000 0.42%
20 BNP PARIBAS FINANCIAL MARKETS 30,561 867,932 0.41%
21 STIFEL FINANCIAL CORP 24,240 688,000 0.33%
22 Commonwealth Equity Services, Inc 23,439 666,000 0.32%
23 NATIONAL PLANNING CORP 23,066 654,000 0.31%
24 Cetera Advisor Networks LLC 21,198 599,000 0.29%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,789 590,000 0.28%
26 Fiduciary Trust Co International of Pennsylvania 20,764 590,000 0.28%
27 HIGHLAND CAPITAL MANAGEMENT LP 19,800 562,000 0.27%
28 BANK OF AMERICA CORP /DE/ 18,777 533,000 0.25%
29 ParenteBeard Wealth Management, LLC 17,727 503,000 0.24%
30 DOLIVER ADVISORS, LP 16,999 483,000 0.23%
31 HighTower Advisors, LLC 16,818 478,000 0.23%
32 WOLVERINE ASSET MANAGEMENT LLC 13,675 388,000 0.18%
33 DAVENPORT & Co LLC 13,048 370,563 0.18%
34 WESTPORT RESOURCES MANAGEMENT INC 12,006 341,000 0.16%
35 Arete Wealth Advisors, LLC 11,225 314,000 0.15%
36 WEDBUSH SECURITIES INC 10,813 307,000 0.15%
37 AMERIPRISE FINANCIAL INC 10,647 302,000 0.14%
38 GUYASUTA INVESTMENT ADVISORS INC 10,000 284,000 0.14%
39 RAYMOND JAMES TRUST N.A. 8,995 255,000 0.12%
40 New England Private Wealth Advisors LLC 8,705 247,000 0.12%
41 Bartlett & Co. LLC 8,623 245,000 0.12%
42 Prospera Financial Services Inc 7,800 222,000 0.11%
43 Creative Planning 5,360 152,000 0.07%
44 BROWN BROTHERS HARRIMAN & CO 4,000 114,000 0.05%
45 PNC FINANCIAL SERVICES GROUP, INC. 3,254 93,000 0.04%
46 BANK OF MONTREAL /CAN/ 2,146 61,000 0.03%
47 CITIGROUP INC 2,112 60,000 0.03%
48 D.A. DAVIDSON & CO. 1,900 53,000 0.03%
49 CENTRAL TRUST Co 1,870 53,000 0.03%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,662 47,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.