Dark
Light
System
Security
HANCOCK JOHN TAX-ADV DIV
HANCOCK JOHN TAX-ADV DIV. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 59 Institutional holders with a total value of $98,275,610.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGH POINT BANK & TRUST CO 55 1,000 0.00%
2 Evercore Wealth Management, LLC 200 4,000 0.00%
3 Lehman Financial Resources, Inc. 300 5,000 0.01%
4 Advisory Services Network, LLC 462 9,000 0.01%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 550 11,000 0.01%
6 Thomas J. Herzfeld Advisors, Inc. 655 13,000 0.01%
7 Allworth Financial LP 656 13,000 0.01%
8 Brick & Kyle, Associates 1,000 20,000 0.02%
9 SYNOVUS FINANCIAL CORP 1,020 20,000 0.02%
10 BANK OF NOVA SCOTIA TRUST CO 1,000 20,000 0.02%
11 MassMutual Private Wealth & Trust, FSB 1,000 20,610 0.02%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,086 21,000 0.02%
13 SECURITY NATIONAL TRUST CO 1,200 24,000 0.02%
14 KANALY TRUST CO 1,535 30,000 0.03%
15 Oakworth Capital, Inc. 1,600 31,000 0.03%
16 MSI Financial Services Inc 1,600 31,000 0.03%
17 Tower Research Capital LLC (TRC) 1,637 32,000 0.03%
18 NEXT Financial Group, Inc 1,965 38,000 0.04%
19 D.A. DAVIDSON & CO. 2,000 39,000 0.04%
20 ENVESTNET ASSET MANAGEMENT INC 4,042 79,000 0.08%
21 TCI Wealth Advisors, Inc. 4,060 80,000 0.08%
22 BANK OF MONTREAL /CAN/ 4,162 82,000 0.08%
23 Creative Planning 5,000 98,000 0.10%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,642 111,000 0.11%
25 FIFTH THIRD BANCORP 6,200 122,000 0.12%
26 PNC FINANCIAL SERVICES GROUP, INC. 7,186 141,000 0.14%
27 GUPTA WEALTH MANAGEMENT LLC 8,800 173,000 0.18%
28 CITIGROUP INC 9,620 189,000 0.19%
29 Curi Capital, LLC 11,514 226,000 0.23%
30 AMERICAN INTERNATIONAL GROUP, INC. 12,536 246,000 0.25%
31 Concert Wealth Management Inc. 12,602 248,000 0.25%
32 DOLIVER ADVISORS, LP 13,277 260,000 0.26%
33 Capital Advisors, Ltd. LLC 14,201 279,000 0.28%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,000 373,000 0.38%
35 ROYAL BANK OF CANADA 20,965 411,000 0.42%
36 CONNING INC. 22,300 438,000 0.45%
37 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,416 440,000 0.45%
38 Raymond James Financial Services Advisors, Inc. 24,730 485,000 0.49%
39 BALDWIN WEALTH PARTNERS LLC/MA 26,542 521,000 0.53%
40 Cambridge Investment Research Advisors, Inc. 27,864 547,000 0.56%
41 Private Advisor Group, LLC 29,860 586,000 0.60%
42 Commonwealth Equity Services, Inc 44,811 879,000 0.89%
43 PRICE T ROWE ASSOCIATES INC /MD/ 50,000 982,000 1.00%
44 NINE MASTS CAPITAL Ltd 52,200 1,020,000 1.04%
45 Virtu KCG Holdings LLC 53,460 1,049,000 1.07%
46 CREDIT SUISSE AG/ 77,362 1,518,000 1.54%
47 BANK OF AMERICA CORP /DE/ 92,643 1,818,000 1.85%
48 FIRST TRUST ADVISORS LP 117,345 2,302,000 2.34%
49 MORGAN STANLEY 140,408 2,755,000 2.80%
50 WOLVERINE ASSET MANAGEMENT LLC 145,731 2,859,000 2.91%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.