Dark
Light
System
Security
HANCOCK JOHN TAX-ADV DIV
HANCOCK JOHN TAX-ADV DIV. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 47 Institutional holders with a total value of $87,681,005.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 507,751 12,506,000 14.26%
2 Advisors Asset Management, Inc. 411,323 10,131,000 11.55%
3 RAYMOND JAMES & ASSOCIATES 323,551 7,969,000 9.09%
4 WELLS FARGO & COMPANY/MN 304,218 7,493,000 8.55%
5 MORGAN STANLEY 243,315 5,993,000 6.84%
6 CENTRAL TRUST Co 197,855 4,873,000 5.56%
7 GUGGENHEIM CAPITAL LLC 194,110 4,781,000 5.45%
8 FOUNDERS FINANCIAL SECURITIES LLC 172,182 4,241,000 4.84%
9 Invesco Ltd. 166,739 4,107,000 4.68%
10 LPL Financial LLC 140,969 3,499,000 3.99%
11 Raymond James Financial Services Advisors, Inc. 129,468 3,189,000 3.64%
12 FIRST TRUST ADVISORS LP 120,465 2,967,000 3.38%
13 BANK OF AMERICA CORP /DE/ 117,858 2,903,000 3.31%
14 Cambridge Investment Research Advisors, Inc. 74,167 1,827,000 2.08%
15 PRICE T ROWE ASSOCIATES INC /MD/ 50,000 1,232,000 1.41%
16 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 45,736 1,126,000 1.28%
17 Commonwealth Equity Services, Inc 45,647 1,124,000 1.28%
18 OPPENHEIMER & CO INC 38,080 938,000 1.07%
19 ROYAL BANK OF CANADA 34,518 850,000 0.97%
20 AMERIPRISE FINANCIAL INC 29,844 735,000 0.84%
21 CONNING INC. 21,600 532,000 0.61%
22 Cetera Advisor Networks LLC 19,440 478,000 0.55%
23 FIRST FINANCIAL EQUITY CORPORATION 19,335 475,000 0.54%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,624 459,000 0.52%
25 CITIGROUP INC 18,565 457,000 0.52%
26 BALDWIN WEALTH PARTNERS LLC/MA 16,292 401,000 0.46%
27 Mathes Company, Inc. 15,250 376,000 0.43%
28 Janney Montgomery Scott LLC 14,188 349,000 0.40%
29 Shaker Financial Services, LLC 13,798 340,000 0.39%
30 Concert Wealth Management Inc. 12,469 288,000 0.33%
31 Creative Planning 11,415 281,000 0.32%
32 PNC FINANCIAL SERVICES GROUP, INC. 7,886 194,000 0.22%
33 FIFTH THIRD BANCORP 6,200 153,000 0.17%
34 BANK OF MONTREAL /CAN/ 4,162 103,000 0.12%
35 US BANCORP \DE\ 2,000 49,000 0.06%
36 North Star Investment Management Corp. 1,800 44,000 0.05%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,586 39,000 0.04%
38 Tower Research Capital LLC (TRC) 1,300 32,000 0.04%
39 SECURITY NATIONAL TRUST CO 1,200 30,000 0.03%
40 SYNOVUS FINANCIAL CORP 1,020 25,000 0.03%
41 AlphaMark Advisors, LLC 970 24,000 0.03%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 820 20,000 0.02%
43 Allworth Financial LP 656 16,000 0.02%
44 Thomas J. Herzfeld Advisors, Inc. 656 16,000 0.02%
45 MassMutual Private Wealth & Trust, FSB 325 8,005 0.01%
46 Evercore Wealth Management, LLC 200 5,000 0.01%
47 SEI INVESTMENTS CO 125 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.