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HATTERAS FINL CORP
HATTERAS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 206 Institutional holders with a total value of $1,479,378,219.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 First Allied Advisory Services, Inc. 12,423 248,000 0.02%
152 AMERIPRISE FINANCIAL INC 11,183 227,000 0.02%
153 ENVESTNET ASSET MANAGEMENT INC 11,140 221,000 0.01%
154 DEERE & CO 10,981 218,000 0.01%
155 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 9,756 193,000 0.01%
156 BARCLAYS PLC 10,100 192,000 0.01% Put
157 Absolute Return Capital, LLC 9,630 191,000 0.01%
158 UBS AG 8,500 168,000 0.01% Call
159 VIRTUS CAPITAL ADVISERS, LLC 8,235 163,000 0.01%
160 BlackRock Finance, Inc. 7,148 141,000 0.01%
161 Quantbot Technologies LP 5,908 117,000 0.01%
162 Walleye Trading LLC 5,334 106,000 0.01%
163 SEI TRUST CO 4,800 95,000 0.01%
164 US BANCORP \DE\ 3,982 79,000 0.01%
165 MSI Financial Services Inc 3,638 72,000 0.00%
166 Creative Planning 3,490 69,000 0.00%
167 PANAGORA ASSET MANAGEMENT INC 3,500 69,000 0.00%
168 TEACHER RETIREMENT SYSTEM OF TEXAS 3,506 69,000 0.00%
169 BNP PARIBAS FINANCIAL MARKETS 3,375 66,859 0.00%
170 BARCLAYS PLC 3,327 63,000 0.00%
171 Regal Investment Advisors LLC 2,733 54,000 0.00%
172 MONETARY MANAGEMENT GROUP INC 2,250 45,000 0.00%
173 B. Riley Wealth Management, Inc. 2,111 41,000 0.00%
174 Parallax Volatility Advisers, L.P. 2,000 40,000 0.00% Call
175 SUMMIT SECURITIES GROUP LLC 1,700 34,000 0.00%
176 CENTRAL TRUST Co 1,300 26,000 0.00%
177 Walleye Trading LLC 1,100 22,000 0.00% Put
178 GLENMEDE TRUST CO NA 1,065 20,000 0.00%
179 Clearbridge Investments, LLC 1,000 20,000 0.00%
180 Walleye Trading LLC 1,000 20,000 0.00% Call
181 UBS AG 1,000 20,000 0.00% Put
182 PRIVATE TRUST CO NA 1,000 20,000 0.00%
183 ARROW FINANCIAL CORP 950 19,000 0.00%
184 Parallax Volatility Advisers, L.P. 900 18,000 0.00% Put
185 Pinnacle Summer Investments, Inc. 850 17,000 0.00%
186 First City Capital Management, Inc. 800 15,848 0.00%
187 WOLVERINE ASSET MANAGEMENT LLC 506 15,000 0.00% Put
188 People's United Financial, Inc. 650 13,000 0.00%
189 Focused Wealth Management, Inc 620 12,000 0.00%
190 Plante Moran Financial Advisors, LLC 550 11,000 0.00%
191 PRENTISS SMITH & CO INC 500 10,000 0.00%
192 HOWARD HUGHES MEDICAL INSTITUTE 523 10,000 0.00%
193 Archford Capital Strategies, LLC 476 9,429 0.00%
194 NEW ENGLAND SECURITIES CORP /MA/ 475 9,000 0.00%
195 TCI Wealth Advisors, Inc. 400 8,000 0.00%
196 Transamerica Financial Advisors, LLC 258 6,000 0.00%
197 Oakworth Capital, Inc. 300 6,000 0.00%
198 FIRST QUADRANT LLC/CA 257 5,000 0.00%
199 Advisors Preferred, LLC 221 4,378 0.00%
200 Johnson Financial Group, Inc. 150 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.