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HATTERAS FINL CORP
HATTERAS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 187 Institutional holders with a total value of $1,325,135,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Walleye Trading LLC 8,500 153,000 0.01% Call
152 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 7,753 139,000 0.01%
153 SEI TRUST CO 7,493 135,000 0.01%
154 BlackRock Finance, Inc. 6,655 120,000 0.01%
155 Parallax Volatility Advisers, L.P. 6,000 108,000 0.01% Call
156 BNP PARIBAS FINANCIAL MARKETS 5,789 103,970 0.01%
157 Creative Planning 5,697 102,000 0.01%
158 PANAGORA ASSET MANAGEMENT INC 3,500 63,000 0.00%
159 TEACHER RETIREMENT SYSTEM OF TEXAS 3,454 62,000 0.00%
160 MSI Financial Services Inc 2,976 53,000 0.00%
161 Regal Investment Advisors LLC 2,591 47,000 0.00%
162 MONETARY MANAGEMENT GROUP INC 2,250 40,000 0.00%
163 Pinnacle Summer Investments, Inc. 2,050 37,000 0.00%
164 Parallax Volatility Advisers, L.P. 2,000 36,000 0.00% Put
165 Walleye Trading LLC 2,000 36,000 0.00% Put
166 UBS AG 2,000 36,000 0.00% Put
167 B. Riley Wealth Management, Inc. 1,911 34,000 0.00%
168 US BANCORP \DE\ 1,580 28,000 0.00%
169 UBS AG 1,500 27,000 0.00% Call
170 SUMMIT SECURITIES GROUP LLC 1,000 18,000 0.00%
171 GLENMEDE TRUST CO NA 1,065 18,000 0.00%
172 PRIVATE TRUST CO NA 1,000 18,000 0.00%
173 WOLVERINE ASSET MANAGEMENT LLC 678 18,000 0.00% Put
174 Clearbridge Investments, LLC 1,000 18,000 0.00%
175 ARROW FINANCIAL CORP 950 17,000 0.00%
176 People's United Financial, Inc. 650 12,000 0.00%
177 Focused Wealth Management, Inc 620 11,000 0.00%
178 Plante Moran Financial Advisors, LLC 550 10,000 0.00%
179 PRENTISS SMITH & CO INC 500 9,000 0.00%
180 NEW ENGLAND SECURITIES CORP /MA/ 475 9,000 0.00%
181 NEXT Financial Group, Inc 417 7,000 0.00%
182 TCI Wealth Advisors, Inc. 400 7,000 0.00%
183 Oakworth Capital, Inc. 300 6,000 0.00%
184 Transamerica Financial Advisors, LLC 258 5,000 0.00%
185 Johnson Financial Group, Inc. 150 3,000 0.00%
186 WealthTrust-Arizona, LLC 100 2,000 0.00%
187 SUMMIT SECURITIES GROUP LLC 4 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.