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HATTERAS FINL CORP
HATTERAS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 192 Institutional holders with a total value of $1,381,853,425.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUMMIT SECURITIES GROUP LLC 4 0 0.00% Put
2 WealthTrust-Arizona, LLC 100 2,000 0.00%
3 B. Riley Wealth Advisors, Inc. 145 3,000 0.00%
4 NEW ENGLAND SECURITIES CORP /MA/ 175 3,000 0.00%
5 Tower Research Capital LLC (TRC) 143 3,000 0.00%
6 Joel Isaacson & Co., LLC 174 3,000 0.00%
7 THOMPSON DAVIS & CO., INC. 243 4,000 0.00%
8 BROWN BROTHERS HARRIMAN & CO 220 4,000 0.00%
9 Transamerica Financial Advisors, LLC 258 5,000 0.00%
10 Oakworth Capital, Inc. 300 6,000 0.00%
11 Brick & Kyle, Associates 400 7,000 0.00%
12 TCI Wealth Advisors, Inc. 400 7,000 0.00%
13 NEXT Financial Group, Inc 417 8,000 0.00%
14 WOLVERINE ASSET MANAGEMENT LLC 678 9,000 0.00% Put
15 PRENTISS SMITH & CO INC 500 9,000 0.00%
16 Walleye Trading LLC 500 9,000 0.00% Put
17 Focused Wealth Management, Inc 620 11,000 0.00%
18 Spot Trading L.L.C 648 12,000 0.00%
19 People's United Financial, Inc. 650 12,000 0.00%
20 Stratos Wealth Partners, LTD. 662 12,201 0.00%
21 US BANCORP \DE\ 680 13,000 0.00%
22 UBS Group AG 800 15,000 0.00% Call
23 ARROW FINANCIAL CORP 950 18,000 0.00%
24 Spot Trading L.L.C 1,000 18,000 0.00% Call
25 UBS Group AG 1,000 18,000 0.00% Put
26 Clearbridge Investments, LLC 1,000 18,000 0.00%
27 Klingman & Associates, LLC 1,250 23,000 0.00%
28 Regal Investment Advisors LLC 1,372 25,000 0.00%
29 Pinnacle Summer Investments, Inc. 1,550 28,000 0.00%
30 B. Riley Wealth Management, Inc. 1,611 29,000 0.00%
31 PRELUDE CAPITAL MANAGEMENT, LLC 1,900 35,000 0.00%
32 MONETARY MANAGEMENT GROUP INC 2,250 41,000 0.00%
33 MSI Financial Services Inc 2,895 53,000 0.00%
34 TEACHER RETIREMENT SYSTEM OF TEXAS 2,933 54,000 0.00%
35 SPHINX TRADING, LP 3,000 55,000 0.00%
36 GLENMEDE TRUST CO NA 3,165 57,000 0.00%
37 PANAGORA ASSET MANAGEMENT INC 3,500 65,000 0.00%
38 NATIONAL PLANNING CORP 3,845 71,940 0.01%
39 Quantbot Technologies LP 4,255 78,000 0.01%
40 Walleye Trading LLC 6,000 111,000 0.01% Call
41 Parallax Volatility Advisers, L.P. 6,100 112,000 0.01% Call
42 PEAK6 Group LLC 6,223 115,000 0.01%
43 BlackRock Finance, Inc. 6,662 123,000 0.01%
44 BNP PARIBAS FINANCIAL MARKETS 7,181 132,346 0.01%
45 BARCLAYS PLC 7,500 135,000 0.01% Call
46 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 7,956 147,000 0.01%
47 Creative Planning 8,048 148,000 0.01%
48 SEI INVESTMENTS CO 8,156 151,000 0.01%
49 First Allied Advisory Services, Inc. 10,625 195,000 0.01%
50 Quantitative Investment Management, LLC 10,900 200,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.