| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | First Horizon Advisors, Inc. | 68 | 3,000 | 0.00% | ||
| 602 | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 40 | 2,000 | 0.00% | ||
| 603 | Cornerstone Advisors, Inc. | 60 | 2,000 | 0.00% | ||
| 604 | Gary Goldberg Planning Services Inc | 43 | 2,000 | 0.00% | ||
| 605 | ARROW FINANCIAL CORP | 50 | 2,000 | 0.00% | ||
| 606 | Hoxton Financial, Inc. | 20 | 1,000 | 0.00% | ||
| 607 | Financial Architects, Inc | 31 | 1,000 | 0.00% | ||
| 608 | WELLS FARGO & COMPANY/MN | 200 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.