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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 389 Institutional holders with a total value of $4,047,813,949.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 Cornerstone Advisors, Inc. 412 17,000 0.00%
352 INTEGRATED WEALTH COUNSEL, LLC 364 15,000 0.00%
353 FIRST PREMIER BANK 346 14,000 0.00%
354 SOWELL FINANCIAL SERVICES LLC 294 13,000 0.00%
355 FARMERS & MERCHANTS INVESTMENTS INC 307 12,000 0.00%
356 AlphaMark Advisors, LLC 300 12,000 0.00%
357 DUNCKER STREETT & CO INC 297 12,000 0.00%
358 MOTCO 300 12,000 0.00%
359 QCI ASSET MANAGEMENT INC/NY 244 10,000 0.00%
360 Bartlett & Co. LLC 254 10,000 0.00%
361 First Personal Financial Services 259 10,000 0.00%
362 Forward Management, LLC 255 10,000 0.00%
363 CUTLER GROUP LLC / CA 6,400 9,000 0.00% Call
364 Kistler-Tiffany Companies, LLC 218 9,000 0.00%
365 SCHRODER INVESTMENT MANAGEMENT GROUP 235 9,000 0.00%
366 Gradient Investments LLC 188 8,000 0.00%
367 HAP Trading, LLC 53,000 8,000 0.00% Put
368 Nelson Capital Management, LLC 200 8,000 0.00%
369 HIGH POINT BANK & TRUST CO 192 8,000 0.00%
370 WASHINGTON TRUST BANK 173 7,000 0.00%
371 Tarbox Family Office, Inc. 148 6,000 0.00%
372 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 150 6,000 0.00%
373 OMNIA FAMILY WEALTH, LLC 134 5,000 0.00%
374 TRUST CO OF VERMONT 100 4,000 0.00%
375 VALLEY NATIONAL ADVISERS INC 100 4,000 0.00%
376 Edge Wealth Management LLC 105 4,000 0.00%
377 Baystate Wealth Management LLC 109 4,000 0.00%
378 Allworth Financial LP 100 4,000 0.00%
379 SUTTON WEALTH ADVISORS INC. 81 3,255 0.00%
380 Transamerica Financial Advisors, LLC 70 3,000 0.00%
381 RAYMOND JAMES & ASSOCIATES 13,900 3,000 0.00% Call
382 COCONUT GROVE BANK 70 3,000 0.00%
383 BROWN BROTHERS HARRIMAN & CO 52 2,000 0.00%
384 DELTA ASSET MANAGEMENT LLC/TN 51 2,000 0.00%
385 NEXT Financial Group, Inc 49 2,000 0.00%
386 West Oak Capital, LLC 14 563 0.00%
387 Archford Capital Strategies, LLC 9 0 0.00%
388 Gemmer Asset Management LLC 11 0 0.00%
389 LAZARD ASSET MANAGEMENT LLC 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.