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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 105 Institutional holders with a total value of $288,741,085.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIGNATUREFD, LLC 12 0 0.00%
2 JNBA Financial Advisors 12 0 0.00%
3 PROFICIO CAPITAL PARTNERS LLC 30 1,000 0.00%
4 INTEGRATED WEALTH COUNSEL, LLC 57 1,000 0.00%
5 JPMORGAN CHASE & CO 41 1,000 0.00%
6 AMERICAN NATIONAL BANK & TRUST 38 1,000 0.00%
7 Oakworth Capital, Inc. 31 1,000 0.00%
8 DEUTSCHE BANK AG\ 67 1,000 0.00%
9 Kistler-Tiffany Companies, LLC 111 3,000 0.00%
10 Orion Porfolio Solutions, LLC 115 3,000 0.00%
11 ROBLE, BELKO & COMPANY, INC 150 4,000 0.00%
12 FIRST MANHATTAN CO. LLC. 418 10,000 0.00%
13 JFS WEALTH ADVISORS, LLC 400 10,000 0.00%
14 Whitnell & Co. 400 10,000 0.00%
15 Klingman & Associates, LLC 375 10,000 0.00%
16 Winslow, Evans & Crocker, Inc. 400 10,260 0.00%
17 Estabrook Capital Management 500 12,825 0.00%
18 BRONFMAN E.L. ROTHSCHILD, L.P. 500 13,000 0.00%
19 SEI INVESTMENTS CO 500 13,000 0.00%
20 Nelson Capital Management, LLC 500 13,000 0.00%
21 FLOW TRADERS U.S. LLC 600 15,000 0.01%
22 American Research & Management Co. 750 19,000 0.01%
23 Cowen Prime Services LLC 775 20,000 0.01%
24 MUFG Americas Holdings Corp 999 26,000 0.01%
25 Financial Architects, Inc 1,000 26,000 0.01%
26 JACKSON, GRANT INVESTMENT ADVISERS, INC. 1,030 26,000 0.01%
27 Endurance Wealth Management, Inc. 1,000 26,000 0.01%
28 LBA Wealth Management, LLC 1,000 26,000 0.01%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 1,125 29,000 0.01%
30 D.A. DAVIDSON & CO. 1,200 30,000 0.01%
31 Ledyard National Bank 1,500 38,000 0.01%
32 WESTWOOD HOLDINGS GROUP INC 1,605 41,000 0.01%
33 Clean Yield Group 2,000 51,000 0.02%
34 Carroll Financial Associates, Inc. 2,040 52,000 0.02%
35 CENTRAL TRUST Co 2,100 54,000 0.02%
36 NEXT Financial Group, Inc 2,200 56,000 0.02%
37 Sandy Spring Bank 2,230 57,000 0.02%
38 Community Bank, N.A. 2,400 61,000 0.02%
39 Mercer Capital Advisers, Inc. 2,500 64,000 0.02%
40 FIFTH THIRD BANCORP 3,000 77,000 0.03%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,289 85,000 0.03%
42 BALDWIN WEALTH PARTNERS LLC/MA 3,900 100,000 0.03%
43 Creative Planning 3,923 101,000 0.03%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,145 106,000 0.04%
45 EDMOND DE ROTHSCHILD HOLDING S.A. 4,881 125,000 0.04%
46 EDMOND DE ROTHSCHILD (SUISSE) S.A. 4,881 125,000 0.04%
47 BARCLAYS PLC 5,000 128,000 0.04%
48 IFP ADVISORS, INC 5,157 132,000 0.05%
49 ROCKEFELLER FINANCIAL SERVICES INC 7,000 180,000 0.06%
50 MONARCH CAPITAL MANAGEMENT INC 8,400 215,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.