| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 91,833,000 | 98,950,000 | 17.01% | PRN | |
| 2 | PRUDENTIAL PLC | 56,911,000 | 61,037,000 | 10.49% | ||
| 3 | JPMORGAN CHASE & CO | 46,347,000 | 49,856,000 | 8.57% | PRN | |
| 4 | AXA S.A. | 44,800,000 | 48,048,000 | 8.26% | PRN | |
| 5 | Allianz Asset Management GmbH | 41,480,000 | 44,695,000 | 7.68% | PRN | |
| 6 | ADVENT CAPITAL MANAGEMENT /DE/ | 32,751,000 | 35,196,000 | 6.05% | PRN | |
| 7 | NORTHERN TRUST CORP | 299,000 | 30,050,000 | 5.17% | PRN | |
| 8 | VICTORY CAPITAL MANAGEMENT INC | 22,825,000 | 24,480,000 | 4.21% | PRN | |
| 9 | Lombard Odier Asset Management (Europe) Ltd | 21,660,000 | 23,433,000 | 4.03% | PRN | |
| 10 | MACKAY SHIELDS LLC | 18,887,000 | 20,335,000 | 3.50% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 18,132,000 | 19,446,000 | 3.34% | Call | PRN |
| 12 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 17,400,000 | 18,676,000 | 3.21% | PRN | |
| 13 | STATE STREET CORP | 17,297,000 | 18,569,000 | 3.19% | ||
| 14 | Invesco Ltd. | 15,000,000 | 16,088,000 | 2.77% | PRN | |
| 15 | SHENKMAN CAPITAL MANAGEMENT INC | 11,864,000 | 12,783,000 | 2.20% | PRN | |
| 16 | CREDIT SUISSE AG/ | 9,900,000 | 10,619,000 | 1.83% | PRN | |
| 17 | SPHERA FUNDS MANAGEMENT LTD. | 14,535 | 8,641,000 | 1.49% | ||
| 18 | INCOME RESEARCH & MANAGEMENT | 7,472,000 | 8,014,000 | 1.38% | PRN | |
| 19 | Ferox Capital Management LP | 5,390,000 | 5,796,000 | 1.00% | PRN | |
| 20 | AEGON USA Investment Management, LLC | 4,000,000 | 4,290,000 | 0.74% | PRN | |
| 21 | ROYAL BANK OF CANADA | 3,478,000 | 3,742,000 | 0.64% | PRN | |
| 22 | BANK OF AMERICA CORP /DE/ | 3,252,000 | 3,488,000 | 0.60% | PRN | |
| 23 | Zurcher Kantonalbank (Zurich Cantonalbank) | 3,000,000 | 3,219,000 | 0.55% | PRN | |
| 24 | Compagnie Lombard Odier SCmA | 2,400,000 | 2,584,000 | 0.44% | PRN | |
| 25 | WELLS FARGO & COMPANY/MN | 2,313,000 | 2,481,000 | 0.43% | PRN | |
| 26 | RAYMOND JAMES & ASSOCIATES | 1,108,000 | 1,188,000 | 0.20% | PRN | |
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 11,000 | 1,180,000 | 0.20% | PRN | |
| 28 | NOMURA HOLDINGS INC | 1,000,000 | 1,073,000 | 0.18% | PRN | |
| 29 | WEDBUSH SECURITIES INC | 8,000 | 858,000 | 0.15% | ||
| 30 | BlackRock Finance, Inc. | 758,000 | 813,000 | 0.14% | PRN | |
| 31 | KEYBANK NATIONAL ASSOCIATION/OH | 747,000 | 801,000 | 0.14% | ||
| 32 | WELLINGTON MANAGEMENT GROUP LLP | 474,000 | 508,000 | 0.09% | PRN | |
| 33 | Lombard Odier Asset Management (Switzerland) SA | 250,000 | 270,000 | 0.05% | PRN | |
| 34 | CITIGROUP INC | 227,000 | 243,000 | 0.04% | PRN | |
| 35 | MORGAN STANLEY | 75,000 | 81,000 | 0.01% | PRN | |
| 36 | UBS Group AG | 75,000 | 80,000 | 0.01% | PRN | |
| 37 | OPPENHEIMER ASSET MANAGEMENT INC. | 59,000 | 63,000 | 0.01% | ||
| 38 | M&T BANK CORP | 21,000 | 23,000 | 0.00% | PRN | |
| 39 | Brown Advisory Securities, LLC | 22,000 | 22,000 | 0.00% | PRN | |
| 40 | HighTower Advisors, LLC | 19,000 | 19,000 | 0.00% | PRN | |
| 41 | SUN LIFE FINANCIAL INC | 17,000 | 18,000 | 0.00% | ||
| 42 | Commonwealth Equity Services, Inc | 17,000 | 18,000 | 0.00% | ||
| 43 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 9,000 | 9,000 | 0.00% | PRN | |
| 44 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 3,000 | 3,000 | 0.00% | ||
| 45 | Wellesley Asset Management | 1,027 | 1,107 | 0.00% | PRN | |
| 46 | North Star Investment Management Corp. | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
