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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 51 Institutional holders with a total value of $419,687,114.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 3,696,817 108,021,000 25.74%
2 MORGAN STANLEY 3,492,670 102,056,000 24.32%
3 WealthTrust Fairport, LLC 898,216 26,246,000 6.25%
4 SPINNAKER TRUST 710,002 20,746,000 4.94%
5 BANK OF AMERICA CORP /DE/ 668,868 19,544,000 4.66%
6 Baystate Wealth Management LLC 643,037 18,790,000 4.48%
7 COMERICA BANK 630,359 18,419,000 4.39%
8 Placemark Investments, Inc. 495,423 14,478,000 3.45%
9 FDx Advisors, Inc. 373,788 10,922,000 2.60%
10 ROYAL BANK OF CANADA 357,733 10,453,000 2.49%
11 UBS AG 339,308 9,915,000 2.36%
12 JANE STREET GROUP, LLC 264,317 7,723,000 1.84%
13 Gradient Investments LLC 232,772 6,802,000 1.62%
14 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 204,160 5,957,000 1.42%
15 Kemper Corp Master Retirement Trust 175,000 5,114,000 1.22%
16 FRANKLIN RESOURCES INC 126,225 3,683,000 0.88%
17 COBIZ WEALTH, LLC 108,845 3,180,000 0.76%
18 WELLS FARGO & COMPANY/MN 91,390 2,671,000 0.64%
19 HighTower Advisors, LLC 90,309 2,639,000 0.63%
20 Cambridge Investment Research Advisors, Inc. 82,367 2,407,000 0.57%
21 Accuvest Global Advisors 80,555 2,354,000 0.56%
22 LPL Financial LLC 67,277 1,966,000 0.47%
23 CURIAN CAPITAL LLC 65,517 1,914,000 0.46%
24 CPWM, LLC 59,815 1,748,000 0.42%
25 ENVESTNET ASSET MANAGEMENT INC 59,722 1,745,000 0.42%
26 GOLDMAN SACHS GROUP INC 38,744 1,132,000 0.27%
27 Strategic Capital Group LLC 36,673 1,072,000 0.26%
28 PRIVATE TRUST CO NA 31,032 907,000 0.22%
29 Raymond James Financial Services Advisors, Inc. 27,841 814,000 0.19%
30 COLONY GROUP LLC 23,591 689,000 0.16%
31 TRUSTMARK BANK TRUST DEPARTMENT 23,100 675,000 0.16%
32 NEW ENGLAND SECURITIES CORP /MA/ 20,687 604,000 0.14%
33 Transamerica Financial Advisors, LLC 20,549 601,000 0.14%
34 Texas Yale Capital Corp. 17,325 506,000 0.12%
35 SAGE FINANCIAL GROUP INC 16,022 468,000 0.11%
36 MassMutual Private Wealth & Trust, FSB 14,841 433,654 0.10%
37 Paragon Capital Management Ltd 13,596 397,277 0.09%
38 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 13,175 385,000 0.09%
39 Cypress Capital Group 11,012 322,000 0.08%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,997 263,000 0.06%
41 BREMER TRUST NATIONAL ASSOCIATION 8,132 238,000 0.06%
42 COMERICA SECURITIES INC 7,663 224,000 0.05%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 3,724 109,000 0.03%
44 PNC FINANCIAL SERVICES GROUP, INC. 3,380 98,000 0.02%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,613 76,000 0.02%
46 AMERICAN INTERNATIONAL GROUP, INC. 2,073 60,573 0.01%
47 AMERIPRISE FINANCIAL INC 1,475 43,000 0.01%
48 MSI Financial Services Inc 1,195 35,000 0.01%
49 WFG Advisors, LP 615 18,000 0.00%
50 First City Capital Management, Inc. 500 14,610 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.