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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 56 Institutional holders with a total value of $473,251,436.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 3,906,401 117,153,000 24.75%
2 MORGAN STANLEY 3,862,433 115,834,000 24.48%
3 WealthTrust Fairport, LLC 1,220,219 36,594,000 7.73%
4 SPINNAKER TRUST 946,922 28,398,000 6.00%
5 Placemark Investments, Inc. 802,267 24,060,000 5.08%
6 Baystate Wealth Management LLC 701,414 21,035,000 4.44%
7 BANK OF AMERICA CORP /DE/ 628,874 18,860,000 3.99%
8 ROYAL BANK OF CANADA 422,033 12,657,000 2.67%
9 FDx Advisors, Inc. 403,216 12,092,000 2.56%
10 UBS AG 382,034 11,457,000 2.42%
11 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 287,177 8,612,000 1.82%
12 Gradient Investments LLC 268,197 8,043,000 1.70%
13 JANE STREET GROUP, LLC 245,886 7,374,000 1.56%
14 COMERICA BANK 241,105 7,230,000 1.53%
15 Kemper Corp Master Retirement Trust 175,000 5,248,000 1.11%
16 WELLS FARGO & COMPANY/MN 145,650 4,368,000 0.92%
17 Cambridge Investment Research Advisors, Inc. 107,923 3,237,000 0.68%
18 COBIZ WEALTH, LLC 94,557 2,836,000 0.60%
19 LPL Financial LLC 90,194 2,705,000 0.57%
20 Accuvest Global Advisors 80,630 2,418,000 0.51%
21 ENVESTNET ASSET MANAGEMENT INC 75,081 2,252,000 0.48%
22 Transamerica Financial Advisors, LLC 64,938 1,948,000 0.41%
23 CURIAN CAPITAL LLC 62,862 1,885,000 0.40%
24 CPWM, LLC 59,815 1,794,000 0.38%
25 Garde Capital, Inc. 58,657 1,759,000 0.37%
26 PRIVATE TRUST CO NA 47,122 1,413,000 0.30%
27 Strategic Capital Group LLC 43,621 1,308,000 0.28%
28 GOLDMAN SACHS GROUP INC 38,126 1,143,000 0.24%
29 Argentus Capital Management, LLC 34,995 1,048,000 0.22%
30 Raymond James Financial Services Advisors, Inc. 29,976 899,000 0.19%
31 NEW ENGLAND SECURITIES CORP /MA/ 25,935 778,000 0.16%
32 COLONY GROUP LLC 24,406 732,000 0.15%
33 TRUSTMARK BANK TRUST DEPARTMENT 23,018 690,000 0.15%
34 HighTower Advisors, LLC 21,627 649,000 0.14%
35 NATIONAL PLANNING CORP 20,249 607,000 0.13%
36 SAGE FINANCIAL GROUP INC 17,688 530,000 0.11%
37 Texas Yale Capital Corp. 17,325 520,000 0.11%
38 MassMutual Private Wealth & Trust, FSB 14,716 441,333 0.09%
39 Paragon Capital Management Ltd 13,596 407,746 0.09%
40 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 12,975 389,000 0.08%
41 Vigilant Capital Management, LLC 11,281 338,000 0.07%
42 Cypress Capital Group 10,864 326,000 0.07%
43 BREMER TRUST NATIONAL ASSOCIATION 9,250 277,000 0.06%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,558 227,000 0.05%
45 COMERICA SECURITIES INC 7,451 223,000 0.05%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 3,724 112,000 0.02%
47 PNC FINANCIAL SERVICES GROUP, INC. 3,380 102,000 0.02%
48 AMERICAN INTERNATIONAL GROUP, INC. 2,813 84,362 0.02%
49 AMERIPRISE FINANCIAL INC 1,300 39,000 0.01%
50 MSI Financial Services Inc 1,285 39,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.