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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 88 Institutional holders with a total value of $617,533,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Carroll Financial Associates, Inc. 25 1,000 0.00%
3 BlackRock Investment Management, LLC 100 3,000 0.00%
4 Regal Investment Advisors LLC 150 4,000 0.00%
5 Gradient Investments LLC 217 6,000 0.00%
6 Joel Isaacson & Co., LLC 238 7,000 0.00%
7 D.A. DAVIDSON & CO. 499 14,000 0.00%
8 CITIGROUP INC 500 15,000 0.00%
9 Pinnacle Summer Investments, Inc. 585 17,000 0.00%
10 Orion Porfolio Solutions, LLC 588 17,000 0.00%
11 FIFTH THIRD BANCORP 743 22,000 0.00%
12 FIRST FINANCIAL CORP /IN/ 776 23,000 0.00%
13 Simplicity Solutions, LLC 815 24,108 0.00%
14 MANAGED ACCOUNT ADVISORS LLC 1,040 31,000 0.01%
15 Jefferies Group LLC 1,667 49,000 0.01%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,048 61,000 0.01%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 2,350 70,000 0.01%
18 Klingman & Associates, LLC 2,625 78,000 0.01%
19 Transamerica Financial Advisors, LLC 2,616 78,000 0.01%
20 GUPTA WEALTH MANAGEMENT LLC 3,000 89,000 0.01%
21 CAPTRUST FINANCIAL ADVISORS 4,094 121,000 0.02%
22 WFG Advisors, LP 4,300 127,000 0.02%
23 AMERICAN INTERNATIONAL GROUP, INC. 4,754 140,623 0.02%
24 DUBUQUE BANK & TRUST CO 5,259 156,000 0.03%
25 EFG Private Wealth Management (Americas) Corp. 7,412 222,000 0.04%
26 New England Professional Planning Group Inc. 8,155 241,000 0.04%
27 Cetera Advisors LLC 8,467 250,000 0.04%
28 PNC FINANCIAL SERVICES GROUP, INC. 8,740 258,000 0.04%
29 EP Wealth Advisors, LLC 8,910 263,558 0.04%
30 NATIONAL PLANNING CORP 9,345 277,000 0.04%
31 Covenant Multifamily Offices, LLC 10,000 296,000 0.05%
32 Bank of New York Mellon Corp 10,037 297,000 0.05%
33 Cypress Capital Group 10,850 321,000 0.05%
34 CREDIT SUISSE AG/ 11,546 342,000 0.06%
35 TRUSTMARK BANK TRUST DEPARTMENT 13,055 386,000 0.06%
36 MassMutual Private Wealth & Trust, FSB 14,716 441,333 0.07%
37 Paragon Capital Management Ltd 15,946 472,000 0.08%
38 CAPITAL ONE, NATIONAL ASSOCIATION 15,994 473,000 0.08%
39 Texas Yale Capital Corp. 17,975 532,000 0.09%
40 STIFEL FINANCIAL CORP 20,865 617,000 0.10%
41 M&T BANK CORP 24,708 731,000 0.12%
42 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 25,358 750,000 0.12%
43 AMERIPRISE FINANCIAL INC 30,848 912,000 0.15%
44 JPMORGAN CHASE & CO 34,060 1,007,000 0.16%
45 Pinnacle Wealth Management Advisory Group, LLC 38,950 1,152,000 0.19%
46 LPL Financial LLC 43,699 1,288,000 0.21%
47 COLONY GROUP LLC 45,090 1,334,000 0.22%
48 TRUIST FINANCIAL CORP 48,764 1,443,000 0.23%
49 CURIAN CAPITAL LLC 51,801 1,532,000 0.25%
50 PRIVATE TRUST CO NA 52,370 1,549,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.