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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 93 Institutional holders with a total value of $799,462,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Transamerica Financial Advisors, LLC 1 1,000 0.00%
3 Winslow, Evans & Crocker, Inc. 44 1,252 0.00%
4 CREATIVE FINANCIAL DESIGNS INC /ADV 81 2,000 0.00%
5 WFG Advisors, LP 54 2,000 0.00%
6 YORKBRIDGE WEALTH PARTNERS, LLC 80 2,000 0.00%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 83 2,000 0.00%
8 NEWFOUND RESEARCH LLC 121 4,000 0.00%
9 ASSET DEDICATION, LLC 145 4,000 0.00%
10 NEXT Financial Group, Inc 206 6,000 0.00%
11 Capital Analysts, LLC 293 8,532 0.00%
12 CENTRAL TRUST Co 338 10,000 0.00%
13 Portfolio Strategies Inc 374 11,000 0.00%
14 VALLEY NATIONAL ADVISERS INC 401 12,000 0.00%
15 Patten Group, Inc. 500 14,000 0.00%
16 MASSEY QUICK SIMON & CO., LLC 596 17,000 0.00%
17 JPMORGAN CHASE & CO 665 19,000 0.00%
18 BB&T INVESTMENT SERVICES, INC. 653 19,000 0.00%
19 Creative Planning 1,077 31,000 0.00%
20 CITIGROUP INC 1,300 38,000 0.00%
21 Burt Wealth Advisors 2,255 66,000 0.01%
22 Gradient Investments LLC 2,385 69,000 0.01%
23 GLOBAL RETIREMENT PARTNERS, LLC 2,957 86,000 0.01%
24 Orion Porfolio Solutions, LLC 3,321 97,000 0.01%
25 IFP ADVISORS, INC 4,018 117,000 0.01%
26 Live Your Vision, LLC 4,051 118,000 0.01%
27 PROFICIO CAPITAL PARTNERS LLC 5,000 146,000 0.02%
28 ADVISOR GROUP, INC. 5,090 148,000 0.02%
29 PNC FINANCIAL SERVICES GROUP, INC. 5,360 156,000 0.02%
30 Cypress Capital Group 7,266 211,000 0.03%
31 J.P. Morgan Private Wealth Advisors LLC 8,729 254,000 0.03%
32 BOK Financial Private Wealth, Inc. 9,348 272,000 0.03%
33 HighTower Advisors, LLC 10,733 312,000 0.04%
34 MassMutual Private Wealth & Trust, FSB 10,991 319,728 0.04%
35 COBIZ WEALTH, LLC 11,450 333,000 0.04%
36 CITADEL ADVISORS LLC 11,721 341,000 0.04%
37 GENEOS WEALTH MANAGEMENT INC. 12,096 351,000 0.04%
38 EP Wealth Advisors, LLC 12,570 366,000 0.05%
39 INDEPENDENT ADVISOR ALLIANCE 13,229 384,000 0.05%
40 IndexIQ Advisors LLC 14,229 412,000 0.05%
41 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 14,398 418,000 0.05%
42 M&T BANK CORP 17,747 516,000 0.06%
43 Betterment LLC 19,154 557,000 0.07%
44 Concert Wealth Management Inc. 20,007 574,000 0.07%
45 COLONY GROUP LLC 22,054 642,000 0.08%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,648 659,000 0.08%
47 Cambridge Investment Research Advisors, Inc. 23,488 683,000 0.09%
48 STIFEL FINANCIAL CORP 25,530 742,000 0.09%
49 Commonwealth Equity Services, Inc 26,018 757,000 0.09%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,437 973,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.