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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 93 Institutional holders with a total value of $799,462,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Sequoia Financial Advisors, LLC 33,880 986,000 0.12%
52 Cetera Advisors LLC 37,373 1,090,000 0.14%
53 JANE STREET GROUP, LLC 38,645 1,124,000 0.14%
54 CPWM, LLC 39,214 1,141,000 0.14%
55 CAPITAL ONE, NATIONAL ASSOCIATION 41,810 1,216,000 0.15%
56 SNOWDEN CAPITAL ADVISORS LLC 47,738 1,388,698 0.17%
57 COMERICA SECURITIES INC 53,606 1,559,000 0.20%
58 LPL Financial LLC 57,238 1,667,000 0.21%
59 PRIVATE TRUST CO NA 60,919 1,772,000 0.22%
60 FLAGSHIP HARBOR ADVISORS, LLC 75,673 2,205,000 0.28%
61 AVIANCE CAPITAL MANAGEMENT, LLC 90,496 2,633,000 0.33%
62 Raymond James Financial Services Advisors, Inc. 98,234 2,858,000 0.36%
63 LEVEL FOUR ADVISORY SERVICES, LLC 105,020 3,052,000 0.38%
64 Private Advisor Group, LLC 108,003 3,139,000 0.39%
65 Virtu KCG Holdings LLC 114,094 3,319,000 0.42%
66 MANUFACTURERS LIFE INSURANCE COMPANY, THE 131,156 3,815,000 0.48%
67 Cetera Advisor Networks LLC 141,179 4,118,000 0.52%
68 Vigilant Capital Management, LLC 166,397 4,840,000 0.61%
69 FUSION FAMILY WEALTH, LLC 191,892 5,582,000 0.70% SH
70 FDx Advisors, Inc. 220,179 6,405,000 0.80%
71 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 229,126 6,665,000 0.83%
72 Accuvest Global Advisors 239,910 6,979,000 0.87%
73 HIGHLAND PRIVATE WEALTH MANAGEMENT 271,087 7,885,000 0.99%
74 BANK OF THE WEST 274,084 7,973,000 1.00%
75 ENVESTNET ASSET MANAGEMENT INC 305,825 8,895,000 1.11%
76 UBS Group AG 325,311 9,463,000 1.18%
77 BANK OF AMERICA CORP /DE/ 418,774 12,182,000 1.52%
78 COMERICA BANK 471,868 13,769,000 1.72%
79 Paracle Advisors, LLC 501,551 14,590,000 1.82%
80 ROYAL BANK OF CANADA 507,374 14,759,000 1.85%
81 WELLS FARGO & COMPANY/MN 512,421 14,906,000 1.86%
82 BRINKER CAPITAL INC 535,090 15,566,000 1.95%
83 SPINNAKER TRUST 568,609 16,541,000 2.07%
84 AMERIPRISE FINANCIAL INC 616,491 17,917,000 2.24%
85 TRUIST FINANCIAL CORP 790,546 22,997,000 2.88%
86 Baystate Wealth Management LLC 1,038,210 30,108,000 3.77%
87 MML INVESTORS SERVICES, INC. 1,105,938 31,679,000 3.96%
88 FINANCIAL STRATEGY NETWORK, LLC 1,133,371 33,049,000 4.13%
89 AT Bancorp 1,147,494 33,380,000 4.18%
90 WealthTrust Fairport, LLC 1,845,225 53,678,000 6.71%
91 QS Investors, LLC 2,401,875 69,871,000 8.74%
92 MORGAN STANLEY 4,925,897 143,295,000 17.92%
93 RAYMOND JAMES & ASSOCIATES 5,091,840 148,122,000 18.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.