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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 93 Institutional holders with a total value of $799,462,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 5,091,840 148,122,000 18.53%
2 MORGAN STANLEY 4,925,897 143,295,000 17.92%
3 QS Investors, LLC 2,401,875 69,871,000 8.74%
4 WealthTrust Fairport, LLC 1,845,225 53,678,000 6.71%
5 AT Bancorp 1,147,494 33,380,000 4.18%
6 FINANCIAL STRATEGY NETWORK, LLC 1,133,371 33,049,000 4.13%
7 MML INVESTORS SERVICES, INC. 1,105,938 31,679,000 3.96%
8 Baystate Wealth Management LLC 1,038,210 30,108,000 3.77%
9 TRUIST FINANCIAL CORP 790,546 22,997,000 2.88%
10 AMERIPRISE FINANCIAL INC 616,491 17,917,000 2.24%
11 SPINNAKER TRUST 568,609 16,541,000 2.07%
12 BRINKER CAPITAL INC 535,090 15,566,000 1.95%
13 WELLS FARGO & COMPANY/MN 512,421 14,906,000 1.86%
14 ROYAL BANK OF CANADA 507,374 14,759,000 1.85%
15 Paracle Advisors, LLC 501,551 14,590,000 1.82%
16 COMERICA BANK 471,868 13,769,000 1.72%
17 BANK OF AMERICA CORP /DE/ 418,774 12,182,000 1.52%
18 UBS Group AG 325,311 9,463,000 1.18%
19 ENVESTNET ASSET MANAGEMENT INC 305,825 8,895,000 1.11%
20 BANK OF THE WEST 274,084 7,973,000 1.00%
21 HIGHLAND PRIVATE WEALTH MANAGEMENT 271,087 7,885,000 0.99%
22 Accuvest Global Advisors 239,910 6,979,000 0.87%
23 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 229,126 6,665,000 0.83%
24 FDx Advisors, Inc. 220,179 6,405,000 0.80%
25 FUSION FAMILY WEALTH, LLC 191,892 5,582,000 0.70% SH
26 Vigilant Capital Management, LLC 166,397 4,840,000 0.61%
27 Cetera Advisor Networks LLC 141,179 4,118,000 0.52%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 131,156 3,815,000 0.48%
29 Virtu KCG Holdings LLC 114,094 3,319,000 0.42%
30 Private Advisor Group, LLC 108,003 3,139,000 0.39%
31 LEVEL FOUR ADVISORY SERVICES, LLC 105,020 3,052,000 0.38%
32 Raymond James Financial Services Advisors, Inc. 98,234 2,858,000 0.36%
33 AVIANCE CAPITAL MANAGEMENT, LLC 90,496 2,633,000 0.33%
34 FLAGSHIP HARBOR ADVISORS, LLC 75,673 2,205,000 0.28%
35 PRIVATE TRUST CO NA 60,919 1,772,000 0.22%
36 LPL Financial LLC 57,238 1,667,000 0.21%
37 COMERICA SECURITIES INC 53,606 1,559,000 0.20%
38 SNOWDEN CAPITAL ADVISORS LLC 47,738 1,388,698 0.17%
39 CAPITAL ONE, NATIONAL ASSOCIATION 41,810 1,216,000 0.15%
40 CPWM, LLC 39,214 1,141,000 0.14%
41 JANE STREET GROUP, LLC 38,645 1,124,000 0.14%
42 Cetera Advisors LLC 37,373 1,090,000 0.14%
43 Sequoia Financial Advisors, LLC 33,880 986,000 0.12%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,437 973,000 0.12%
45 Commonwealth Equity Services, Inc 26,018 757,000 0.09%
46 STIFEL FINANCIAL CORP 25,530 742,000 0.09%
47 Cambridge Investment Research Advisors, Inc. 23,488 683,000 0.09%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,648 659,000 0.08%
49 COLONY GROUP LLC 22,054 642,000 0.08%
50 Concert Wealth Management Inc. 20,007 574,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.