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NORTHWEST BIOTHERAPEUTICS IN
NORTHWEST BIOTHERAPEUTICS IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 3 Institutional holders with a total value of $2,187,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 3,394 1,816,000 83.04% Put
2 CITADEL ADVISORS LLC 64,600 346,000 15.82% Put
3 SIMPLEX TRADING, LLC 111 25,000 1.14% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.