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NORTHWEST BIOTHERAPEUTICS IN
NORTHWEST BIOTHERAPEUTICS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 3 Institutional holders with a total value of $4,165,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 6,042 3,776,000 90.66% Put
2 CITADEL ADVISORS LLC 59,900 374,000 8.98% Put
3 SIMPLEX TRADING, LLC 26 15,000 0.36% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.