Dark
Light
System
Security
ING PRIME RATE TRUST
ING PRIME RATE TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 70 Institutional holders with a total value of $130,323,403.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Concert Wealth Management Inc. 11,935 69,000 0.05%
52 CITIGROUP INC 11,312 65,000 0.05%
53 Janney Montgomery Scott LLC 10,270 59,566 0.05%
54 Gradient Investments LLC 9,820 57,000 0.04%
55 1919 Investment Counsel, LLC 9,215 54,000 0.04%
56 B. Riley Wealth Advisors, Inc. 7,841 45,000 0.03%
57 DUBUQUE BANK & TRUST CO 6,400 37,000 0.03%
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,310 31,000 0.02%
59 B. Riley Wealth Management, Inc. 4,400 26,000 0.02%
60 INTEGRATED WEALTH COUNSEL, LLC 4,400 26,000 0.02%
61 AMERIPRISE FINANCIAL INC 4,256 25,000 0.02%
62 Capital Advisors, Ltd. LLC 3,245 19,000 0.01%
63 Carroll Financial Associates, Inc. 3,159 18,000 0.01%
64 FIFTH THIRD BANCORP 2,000 12,000 0.01%
65 Crosspoint Capital Strategies, LLC 1,473 9,000 0.01%
66 MSI Financial Services Inc 1,000 6,000 0.00%
67 NEW ENGLAND SECURITIES CORP /MA/ 834 5,000 0.00%
68 US BANCORP \DE\ 665 4,000 0.00%
69 North Star Investment Management Corp. 600 3,000 0.00%
70 Pinnacle Summer Investments, Inc. 400 2,000 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.