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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 FACTORY MUTUAL INSURANCE CO 502,952 51,100,000 0.08%
152 COMMERCE BANK 484,548 49,230,000 0.07%
153 BANK OF AMERICA CORP /DE/ 484,500 49,225,000 0.07% Put
154 RAYMOND JAMES & ASSOCIATES 466,860 47,433,000 0.07%
155 STRS OHIO 463,013 47,042,000 0.07%
156 BRADLEY FOSTER & SARGENT INC/CT 461,446 46,883,000 0.07%
157 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 448,593 45,577,000 0.07%
158 REGIONS FINANCIAL CORP 444,585 45,170,000 0.07%
159 Nationwide Fund Advisors 438,384 44,540,000 0.07%
160 Maj Invest Holding A/S 422,420 42,917,000 0.06%
161 PIEDMONT INVESTMENT ADVISORS INC 412,970 41,957,752 0.06%
162 METROPOLITAN LIFE INSURANCE CO/NY 402,983 40,943,000 0.06%
163 BARCLAYS PLC 401,972 40,842,000 0.06%
164 EDMOND DE ROTHSCHILD HOLDING S.A. 401,252 40,767,000 0.06%
165 Bartlett & Co. LLC 400,500 40,691,000 0.06%
166 HM PAYSON & CO 397,895 40,426,000 0.06%
167 AMP Capital Investors Ltd 399,846 40,409,000 0.06%
168 PUTNAM INVESTMENTS LLC 397,713 40,407,000 0.06%
169 Retirement Systems of Alabama 393,662 39,996,000 0.06%
170 AMERICAN INTERNATIONAL GROUP, INC. 391,977 39,824,863 0.06%
171 DIVIDEND ASSETS CAPITAL, LLC 390,373 39,662,000 0.06%
172 EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 388,100 39,431,000 0.06%
173 VOYA INVESTMENT MANAGEMENT LLC 387,787 39,399,000 0.06%
174 CITADEL ADVISORS LLC 385,000 39,116,000 0.06% Put
175 D.A. DAVIDSON & CO. 383,488 38,955,000 0.06%
176 TWO SIGMA INVESTMENTS, LP 378,036 38,408,000 0.06%
177 MARATHON ASSET MANAGEMENT LLP 370,808 37,673,000 0.06%
178 Compagnie Lombard Odier SCmA 368,354 37,426,000 0.06%
179 WOLVERINE TRADING LP /BD 368,300 37,220,000 0.06% Put
180 Sentry Investments Corp. 365,210 37,105,000 0.06%
181 GOFEN & GLOSSBERG LLC /IL/ 365,059 37,090,000 0.06%
182 SEI INVESTMENTS CO 364,437 37,026,000 0.05%
183 TODD ASSET MANAGEMENT LLC 357,368 36,308,000 0.05%
184 PRIO WEALTH LIMITED PARTNERSHIP 357,030 36,274,000 0.05%
185 ASHMORE WEALTH MANAGEMENT LLC 353,425 35,908,000 0.05%
186 GUGGENHEIM CAPITAL LLC 348,293 35,387,000 0.05%
187 Aperio Group, LLC 346,070 35,161,000 0.05%
188 GOLDMAN SACHS GROUP INC 343,300 34,879,000 0.05% Put
189 Stack Financial Management, Inc 333,277 33,861,000 0.05%
190 Norinchukin Bank, The 330,283 33,557,000 0.05%
191 WESTPAC BANKING CORP 325,872 33,108,595 0.05%
192 SENTINEL ASSET MANAGEMENT, INC. 324,500 32,969,000 0.05%
193 SVB WEALTH LLC 314,965 32,001,000 0.05%
194 SUNTRUST BANKS INC 314,436 31,945,000 0.05%
195 KLINGENSTEIN FIELDS & CO LP 304,588 30,946,000 0.05%
196 FIDUCIARY TRUST CO 304,107 30,897,000 0.05%
197 CONFLUENCE INVESTMENT MANAGEMENT LLC 297,159 30,191,000 0.04%
198 FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 290,630 29,528,000 0.04%
199 CONNING INC. 288,226 29,284,000 0.04%
200 ALTA CAPITAL MANAGEMENT LLC/ 287,937 29,254,000 0.04%
Page 4 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.