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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 SCHRODER INVESTMENT MANAGEMENT GROUP 284,193 28,874,000 0.04%
202 NISA INVESTMENT ADVISORS, LLC 283,414 28,795,000 0.04%
203 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 281,033 28,553,000 0.04%
204 BB&T SECURITIES, LLC 280,747 28,524,000 0.04%
205 Nuveen Asset Management, LLC 278,057 28,251,000 0.04%
206 Commonwealth Equity Services, Inc 266,700 27,097,000 0.04%
207 COMERICA BANK 263,861 26,934,000 0.04%
208 Neuberger Berman Group LLC 263,046 26,725,000 0.04%
209 KBC Group NV 261,050 26,523,000 0.04%
210 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 258,867 26,301,000 0.04%
211 FEDERATED HERMES, INC. 255,261 25,934,000 0.04%
212 HUNTINGTON NATIONAL BANK 253,217 25,727,000 0.04%
213 Connor, Clark & Lunn Investment Management Ltd. 251,925 25,596,000 0.04%
214 DAVIS R M INC 251,611 25,564,000 0.04%
215 SATURNA CAPITAL CORP 250,872 25,489,000 0.04%
216 Jefferies Group LLC 250,500 25,451,000 0.04% Call
217 NOMURA HOLDINGS INC 250,000 25,446,000 0.04% Put
218 Soroban Capital Partners LP 250,000 25,400,000 0.04% Call
219 MADISON INVESTMENT HOLDINGS INC 245,721 24,965,000 0.04%
220 CITADEL ADVISORS LLC 243,947 24,785,000 0.04%
221 Gulf International Bank (UK) Ltd 240,842 24,469,000 0.04%
222 SUMMITRY LLC 240,497 24,434,000 0.04%
223 DEPRINCE RACE & ZOLLO INC 240,283 24,413,000 0.04%
224 HighTower Advisors, LLC 239,700 24,356,000 0.04%
225 TEXAS PERMANENT SCHOOL FUND CORP 239,704 24,354,000 0.04%
226 SIT INVESTMENT ASSOCIATES INC 238,645 24,246,000 0.04%
227 TWO SIGMA INVESTMENTS, LP 231,300 23,500,000 0.03% Call
228 NICHOLS & PRATT ADVISERS LLP /MA 231,046 23,474,000 0.03%
229 INGALLS & SNYDER LLC 230,712 23,440,000 0.03%
230 MEYER HANDELMAN CO 229,900 23,358,000 0.03%
231 Select Equity Group, L.P. 227,374 23,101,198 0.03%
232 Hexavest Inc. 226,872 23,050,000 0.03%
233 STEVENS CAPITAL MANAGEMENT LP 226,597 23,022,000 0.03%
234 NORTH AMERICAN MANAGEMENT CORP 226,102 22,972,000 0.03%
235 AEGON ASSET MANAGEMENT UK PLC 222,936 22,648,068 0.03%
236 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 217,687 22,117,000 0.03%
237 BNP Paribas Asset Management Holding S.A. 217,012 22,048,000 0.03%
238 GAM Holding AG 216,693 22,015,000 0.03%
239 FARR MILLER & WASHINGTON LLC/DC 216,235 21,969,000 0.03%
240 ROYAL BANK OF CANADA 215,100 21,854,000 0.03% Call
241 PANAGORA ASSET MANAGEMENT INC 214,903 21,834,000 0.03%
242 FIL Ltd 214,827 21,826,000 0.03%
243 ENVESTNET ASSET MANAGEMENT INC 211,388 21,477,000 0.03%
244 VAUGHAN DAVID INVESTMENTS LLC/IL 210,622 21,399,000 0.03%
245 Laurion Capital Management LP 208,700 21,204,000 0.03% Put
246 CITADEL ADVISORS LLC 207,200 21,052,000 0.03% Call
247 MACQUARIE GROUP LTD 207,064 21,038,000 0.03%
248 TWO SIGMA INVESTMENTS, LP 204,800 20,808,000 0.03% Put
249 UNITED CAPITAL FINANCIAL ADVISORS, LLC 203,237 20,649,000 0.03%
250 Employees Retirement System of Texas 203,000 20,625,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.