| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Arete Wealth Advisors, LLC | 18,240 | 478,000 | 41.67% | ||
| 2 | Carroll Financial Associates, Inc. | 13,600 | 351,000 | 30.60% | ||
| 3 | UBS AG | 8,000 | 211,000 | 18.40% | ||
| 4 | Creative Planning | 4,000 | 106,000 | 9.24% | ||
| 5 | Tower Research Capital LLC (TRC) | 34 | 1,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
