| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Arete Wealth Advisors, LLC | 30,265 | 706,000 | 42.58% | ||
| 2 | Sigma Planning Corp | 26,552 | 620,000 | 37.39% | ||
| 3 | UBS Group AG | 8,606 | 201,000 | 12.12% | ||
| 4 | Creative Planning | 5,200 | 121,000 | 7.30% | ||
| 5 | B. Riley Wealth Management, Inc. | 400 | 9,000 | 0.54% | ||
| 6 | CITIGROUP INC | 61 | 1,000 | 0.06% | ||
| 7 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
