Dark
Light
System
Security
ISHARES NORTH AMERICAN NATURAL RESOURCES ETF
ISHARES NORTH AMERICAN NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 128 Institutional holders with a total value of $419,129,120.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LifePlan Financial Group, Inc 27,380 944,000 0.23%
52 Capital Directions Investment Advisors, LLC 27,321 941,000 0.22%
53 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,854 820,000 0.20%
54 SMITH, MOORE & CO. 23,573 812,000 0.19%
55 WESPAC ADVISORS SOCAL, LLC 22,175 764,151 0.18%
56 First Allied Advisory Services, Inc. 22,014 759,000 0.18%
57 STIFEL FINANCIAL CORP 21,647 745,000 0.18%
58 VERSANT CAPITAL MANAGEMENT, INC 19,874 684,000 0.16%
59 RAYMOND JAMES & ASSOCIATES 19,339 666,000 0.16%
60 Virtu KCG Holdings LLC 18,663 643,000 0.15%
61 MAI Capital Management 16,768 578,000 0.14%
62 ASSET PLANNING SERVICES, LTD. 16,485 568,000 0.14%
63 AMERIPRISE FINANCIAL INC 16,389 565,000 0.13%
64 Caprock Group, LLC 16,307 562,000 0.13%
65 WEATHERLY ASSET MANAGEMENT L. P. 16,194 558,000 0.13%
66 LVM CAPITAL MANAGEMENT LTD/MI 11,104 555,000 0.13%
67 NORTHERN TRUST CORP 15,808 545,000 0.13%
68 Lattice Strategies LLC 15,340 529,000 0.13%
69 HighTower Advisors, LLC 14,706 506,000 0.12%
70 Cetera Advisors LLC 14,427 494,000 0.12%
71 Parkside Financial Bank & Trust 14,248 491,000 0.12%
72 Timber Hill LLC 12,990 448,000 0.11%
73 Stratos Wealth Partners, LTD. 12,756 440,000 0.10%
74 RGT CAPITAL MANAGEMENT, LTD. 11,617 400,000 0.10%
75 Compagnie Lombard Odier SCmA 11,485 396,000 0.09%
76 Fiera Capital Corp 10,453 360,000 0.09%
77 1st Global Advisors, Inc. 10,223 352,000 0.08%
78 ADVISOR PARTNERS LLC 9,784 337,000 0.08%
79 WHITTIER TRUST CO OF NEVADA INC 9,660 333,000 0.08%
80 BROWN ADVISORY INC 9,545 329,000 0.08%
81 AMG National Trust Bank 8,577 296,000 0.07%
82 Private Advisor Group, LLC 8,028 271,000 0.06%
83 Sigma Planning Corp 7,588 262,000 0.06%
84 Valmark Advisers, Inc. 7,508 259,000 0.06%
85 AXA S.A. 7,350 253,000 0.06%
86 Rehmann Capital Advisory Group 7,089 244,000 0.06%
87 M&T BANK CORP 6,811 234,000 0.06%
88 ADVISOR GROUP, INC. 6,734 232,000 0.06%
89 FIFTH THIRD SECURITIES INC //OH /BD 6,173 212,000 0.05%
90 Edelman Financial Services, LLC 6,154 212,000 0.05%
91 US BANCORP \DE\ 4,166 143,000 0.03%
92 Creative Planning 3,578 123,000 0.03%
93 FIRST NATIONAL BANK SIOUX FALLS 3,490 120,000 0.03%
94 FIFTH THIRD BANCORP 3,260 112,000 0.03%
95 Harbour Capital Advisors, LLC 3,000 103,000 0.02%
96 Advisory Services Network, LLC 2,048 71,000 0.02%
97 GENEOS WEALTH MANAGEMENT INC. 1,675 57,000 0.01%
98 SUTTON WEALTH ADVISORS INC. 1,532 52,793 0.01%
99 PEOPLES FINANCIAL SERVICES CORP. 1,500 52,000 0.01%
100 CITIGROUP INC 1,476 51,000 0.01%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.